• Compliance Program Specialist Senior - Swap…

    PNC (New York, NY)
    …discretion. As a Compliance Program Specialist Senior within the Swap Dealer Compliance team, you will monitor and test activity related to SWAP dealer ... valued and have an opportunity to contribute to the company's success. As Compliance Program Specialist Senior within the Swap Dealer Compliance team, you… more
    PNC (05/18/25)
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  • VP, Compliance Regulatory Reporting…

    Raymond James Financial, Inc. (NY)
    …with a high level of autonomy, uses extensive knowledge and skills obtained through education and experience to manage and oversee the operation of compliance ... departments. Manages associates and division of responsibilities within the Compliance department. Leads major projects, programs or processes with significant… more
    Raymond James Financial, Inc. (05/17/25)
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  • Senior Compliance Officer - Fixed Income

    BMO Financial Group (New York, NY)
    …oversight and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align ... degree in related field of study or an equivalent combination of education and experience. + Recognized compliance certificate or equivalent preferred.… more
    BMO Financial Group (05/15/25)
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  • Compliance Director

    MTA (New York, NY)
    Compliance Director Job ID: 10801 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: Office Chief ... Compliance Off Date Posted: May 8, 2025 Description JOB...and that promotes effectiveness and efficiency. + Coordinate and monitor vulnerability assessments, control evaluations and provide internal control… more
    MTA (03/19/25)
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  • Lead Contract Compliance Analyst

    University of Rochester (Rochester, NY)
    …Leadership** : Foster a culture of ethical conduct, integrity, and compliance throughout the organization. QUALIFICATIONS: + Education : Bachelor's degree ... ensuring accurate records are maintained. Preferred Qualifications: + Export Control: Ability to monitor and ensure compliance with US export control laws and… more
    University of Rochester (03/17/25)
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  • Compliance Analyst

    City of New York (New York, NY)
    …the completeness of the file. - Oversee weekly calls to Providers to monitor compliance status of cases in shelter, request additional information/documentation ... - Utilize CARES, a system-wide case management system to monitor client activities and outcomes related to compliance...related to the duties as described above; or 3. Education and/or experience which is equivalent to "1" or… more
    City of New York (05/14/25)
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  • Compliance Analyst

    City of New York (New York, NY)
    …the completeness of the file. - Conduct weekly calls to Providers to monitor compliance status of cases in shelter, request additional information/documentation ... - Utilize CARES, a system-wide case management system to monitor client activities and outcomes related to compliance...related to the duties as described above; or 3. Education and/or experience which is equivalent to "1" or… more
    City of New York (05/14/25)
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  • RN, Clinical Regulatory Compliance , St.…

    Rochester Regional Health (Rochester, NY)
    …organizations by indicated due dates. + Works with department managers to monitor compliance with action plans submitted to regulatory/accreditation agencies. + ... Job Title: Registered Nurse, Clinical Regulatory Compliance Department: Physician Practice Management Location: Canton, NY with travel to surrounding locations in… more
    Rochester Regional Health (04/26/25)
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  • Quality and Compliance Specialist

    The Arc Oneida-Lewis Chapter (Utica, NY)
    …role requires strong organizational, communication, and collaboration skills to effectively monitor and support compliance efforts across the department. ... Utica, NY, USA | Hourly | 22 per hour | FULL-TIME Quality and Compliance Specialist Ready for a life-changing career where every day brings new possibilities? The… more
    The Arc Oneida-Lewis Chapter (03/07/25)
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  • Regulatory Code & Compliance Analyst

    City of New York (New York, NY)
    …of Sanitation. The DSNY Bureau of Commercial Waste is seeking Regulatory & Compliance Analysts to support the enforcement, oversight, and compliance functions of ... independent initiative, judgment, and decision-making, the successful candidates will: - Monitor and analyze operational records to identify violations of CWZ rules… more
    City of New York (03/26/25)
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