• SVP, Capital Markets Chief Compliance Officer

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …expertise in securities underwriting, private placements, syndicate matters, Reg M, and electronic trading risks across multiple asset classes. + Oversee the ... Company, and state regulatory frameworks. + Financial markets, investment products, and electronic trading risks. **Advanced Skill in:** + Leadership and… more
    Raymond James Financial, Inc. (07/26/25)
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  • Sr. Business Data Analyst (Remote)

    AssistRx (Maitland, FL)
    The Sr Data Systems Analyst is responsible for leading the onboarding of electronic data trading partners and the success of trading partner implementations. ... This role also monitors client data submissions and communicates with them in the resolution of data quality issues. DUTIES AND RESPONSIBILITIES: + Works with partners to help guide and assist in creating a data mapping according to defined specifications. +… more
    AssistRx (08/27/25)
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  • Data Insights Analyst (Remote)

    AssistRx (Orlando, FL)
    …to internal teams, clients and partners. The Data Analyst leads the onboarding of electronic data trading partners and is responsible for the success of ... trading partner implementations. The Data Quality Analyst is responsible for monitoring client data submissions and communicating with them in the resolution of data… more
    AssistRx (08/26/25)
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  • Asset Management Senior Trading Associate…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …Memphis, TN, or Saint Petersburg, FL, corporate offices._ As part of the AMS Trading team, the Portfolio Reviewer II role uses knowledge and skills obtained through ... supervision, uses established procedures and guidelines to perform a variety of trading and analytical tasks requiring evaluation and complex decision making to… more
    Raymond James Financial, Inc. (08/21/25)
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  • Asset Management Trading Associate…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …Memphis, TN, or Saint Petersburg, FL, corporate offices._ As part of the AMS Trading team, the Asset Management Trading Associate role uses knowledge and skills ... uses established procedures and guidelines to perform a variety of trading and analytical tasks requiring evaluation and complex decision-making to execute… more
    Raymond James Financial, Inc. (08/21/25)
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  • Asset Management Trading Associate…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …Saint Petersburg, FL._ **Job Summary** You will be a member of the AMS Freedom Trading team. As the Asset Management Trading Associate, you will use the ... role involves using established procedures and guidelines to execute various trading and analytical tasks that require evaluation and complex decision-making. This… more
    Raymond James Financial, Inc. (07/26/25)
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  • Senior Advisor, Conflicts of Interest Supervision

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …review and analyze account disclosures and transaction reviews to detect trends, trading patterns and possible rules violations and ensure adherence to securities ... other duties and responsibilities as assigned. **Knowledge of:** + Investments and trading , securities industry regulations, and conflicts of interest (all at a… more
    Raymond James Financial, Inc. (07/26/25)
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  • Advisor, Supervision Trade Review

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …or certification to administer and analyze various reviews to detect trends, trading patterns, and possible rules violations to ensure adherence to securities ... SEC) and platform policies and procedures as they apply to account trading activity of clients' accounts by monitoring financial advisor activity, reporting findings… more
    Raymond James Financial, Inc. (07/04/25)
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  • Branch Manager

    Raymond James Financial, Inc. (West Palm Beach, FL)
    …adherence to firm and regulatory policies and procedures. + Supervises daily trading and other office activities. + Documents and resolves client complaints. + ... and using required software applications to produce correspondence, reports, electronic communication, spreadsheets, and databases. + Preparing and delivering clear,… more
    Raymond James Financial, Inc. (07/31/25)
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  • Senior Registered Client Service Associate

    Raymond James Financial, Inc. (Coral Gables, FL)
    …large client liquidity events, private placement investment monitoring. + Trading of both discretionary and non-discretionary products, model maintenance and ... securities industry. + Financial markets, products and industry regulations. + Trading terminology. **Skill in:** + Client Relationship Management (CRM) software, or… more
    Raymond James Financial, Inc. (07/29/25)
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