• Advisor, Supervision - Annuity & Insurance

    Raymond James Financial, Inc. (CO)
    …regulation and firm guidelines. In addition, the team detect trends, and trading patterns to ensure adherence to securities industry regulations and limit firm ... function that administers and analyzes suitability reviews to detect trends and trading patterns to ensure adherence to securities industry regulations and limit… more
    Raymond James Financial, Inc. (06/12/25)
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  • Advisor, Supervision- Packaged Products

    Raymond James Financial, Inc. (CO)
    …conducts analysis as part of complex suitability reviews to detect trends, and trading patterns to ensure adherence to securities industry regulations and limit firm ... to analyze various compliance and suitability reviews to detect trends of post- trading patterns, and possible rules violations to ensure adherence to securities… more
    Raymond James Financial, Inc. (05/14/25)
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  • Senior Quality Engineer

    S&P Global (Englewood, CO)
    …not eligible for additional compensation such as an annual incentive bonus or sales commission plan. This role is eligible to receive additional S&P Global benefits. ... global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts...status, or any other status protected by law. Only electronic job submissions will be considered for employment. If… more
    S&P Global (07/24/25)
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  • Associate Director, Web Strategy Lead

    S&P Global (Englewood, CO)
    …not eligible for additional compensation such as an annual incentive bonus or sales commission plan. This role is eligible to receive additional S&P Global benefits. ... global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts...status, or any other status protected by law. Only electronic job submissions will be considered for employment. If… more
    S&P Global (06/30/25)
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  • New Business Consultant

    Principal Financial Group (Denver, CO)
    …**New Business Consultant** is instrumental to the success of regional sales offices by building partnerships with our financial professionals, accurately onboarding ... and manage systems to track multiple time sensitive deadlines and maintain electronic client files. + Communicate new account statuses, resolve client service… more
    Principal Financial Group (07/05/25)
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