- TECO Energy (Tampa, FL)
- …\#LI- _CC1_ **Senior Gas Trader** **Natural Gas Trading ** **Energy Trading ** **Gas Supply Management** **Wholesale Gas Sales ** **Spot Gas Purchasing** ... daily spot gas purchasing, daily marketing of upstream capacity through wholesale sales , development and maintenance of daily and monthly operation reports, and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …or certification to administer and analyze various reviews to detect trends, trading patterns, and possible rules violations to ensure adherence to securities ... industry regulations and limit firm liability. Approves day-to-day trading activity. May be responsible for coordinating supervision functions, developing training… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …expertise in securities underwriting, private placements, syndicate matters, Reg M, and electronic trading risks across multiple asset classes. + Oversee the ... Company, and state regulatory frameworks. + Financial markets, investment products, and electronic trading risks. **Advanced Skill in:** + Leadership and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …or certification to administer and analyze various reviews to detect trends, trading patterns, and possible rules violations to ensure adherence to securities ... or certification to administer and analyze various reviews to detect trends, trading patterns, and possible rules violations to ensure adherence to securities… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to administer and analyze complex suitability reviews to detect trends, trading patterns and possible rules violations to ensure adherence to securities ... to administer and analyze complex suitability reviews to detect trends, trading patterns and possible rules violations to ensure adherence to securities… more
- Raymond James Financial, Inc. (West Palm Beach, FL)
- …adherence to firm and regulatory policies and procedures. + Supervises daily trading and other office activities. + Documents and resolves client complaints. + ... Performs reviews of client accounts. + Develops and implements plans to meet office sales goals. + Facilitates sales promotion activities such as seminars and… more
- Truist (Tampa, FL)
- …manner. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and Approval. Utilize multiple systems to ... Supervision Group for each respective complex. + Principal Review of electronic client correspondence, retail communications, seminars and social media to ensure… more