• Compliance Business Oversight Manager

    TD Bank (New York, NY)
    …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance more
    TD Bank (08/12/25)
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  • Sr. Compliance Manager - Wealth Management…

    KeyBank (Amherst, NY)
    …Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the ... "REA Program") has the responsibility for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance monitoring… more
    KeyBank (08/11/25)
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  • Compliance Officer - Wealth Management…

    KeyBank (Amherst, NY)
    …Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") ... has the responsibility for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance monitoring and testing… more
    KeyBank (08/11/25)
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  • Junior Attorney, Compliance & Enforcement

    City of New York (New York, NY)
    …in order to facilitate affordable housing development. Housing Incentives' Compliance and Enforcement (C&E) division investigates and takes enforcement action ... Tax Incentives - Tax Credits - Inclusionary Housing - Compliance and Enforcement Your Impact: As an Attorney for...Bar in good standing for the duration of this employment . In addition to meeting the minimum Qualification Requirements:… more
    City of New York (08/09/25)
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  • Director, Compliance - US Markets Global…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $185,000 - $225,000 USD TD is committed to providing fair ... details for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate must… more
    TD Bank (08/09/25)
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  • Compliance Officer - Consumer Complaints

    KeyBank (NY)
    …Ohio 44144 **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is ... responsible for helping to execute a robust and effective compliance complaints program, collaborating across the three lines of defense to reinforce risk awareness… more
    KeyBank (08/09/25)
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  • Director, US Markets Compliance Advisory,…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair ... details for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate must… more
    TD Bank (08/09/25)
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  • Vice President, US Markets Equities…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The...opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual… more
    TD Bank (08/09/25)
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  • Senior Employee Experience Manager…

    TD Bank (New York, NY)
    …Strategy & Support **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and scalable compliance ... function. As part of our team, you'll play a key role in reshaping compliance structures and processes, driving innovation at every level. Here, each team member has… more
    TD Bank (08/09/25)
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  • Senior Compliance Analyst

    City of New York (New York, NY)
    …Reporting to the Deputy Director of the Transactions Monitoring Unit (TMU) in the Compliance Department, the Senior Compliance Analyst will develop a program to ... division procurement of contracts, as well. Monitoring includes ensuring compliance with all laws and regulations as well as...Bar in good standing for the duration of this employment . In addition to meeting the minimum Qualification Requirements:… more
    City of New York (08/08/25)
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