- TD Bank (New York, NY)
- …also works with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and implement proactive strategies, ... to Electronic and automated (Algo) trading and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First Line surveillance… more
- WellLife Network (Lake Success, NY)
- …spanning mental health, developmental disabilities, substance abuse, housing, and employment support, all grounded in a commitment to compassionate, high-quality ... maintaining accurate financial records, preparing financial reports, ensuring regulatory compliance , managing audits, and overseeing the finance and contract team.… more
- University of Rochester (Rochester, NY)
- …and staff, fostering a collaborative, high-performance culture. + Monitor compliance with program guidelines, deadlines, and regulatory requirements, ensuring ... update tracking accordingly. + Support manuscript submissions to NIHMS, ensuring compliance with federal regulations. + Manage all publications in Endnote, maintain… more
- University of Rochester (Rochester, NY)
- …efficient daily operations with a focus on faculty-related human resources, compliance , and financial processes. This position exercises independent judgment in ... resource for staff, ensuring coordinated support of faculty-related HR, compliance , and financial operations. **ESSENTIAL FUNCTIONS** Faculty Affairs and… more
- University of Rochester (Rochester, NY)
- …audits of on-campus and off-campus dining and retail locations to ensure compliance with local safety regulations, Monroe County Health Department standards, and ... and supervisors for corrective action. Reviews food storage procedures to ensure compliance with safety standards and delivers prompt guidance on any identified… more
- Wells Fargo (New York, NY)
- …with minimal supervision + Experience identifying and mitigating risk, ensuring compliance with processes and procedures + Excellent verbal, written, and ... + Ability to travel up to 10% of the time + Specific compliance policies may apply regarding outside activities or personal investing; affected employees will… more
- City of New York (New York, NY)
- …Charter mandates the Board's five functions: - Establish and ensure compliance with minimum standards "for the care, custody, correction, treatment, supervision, ... Correction (DOC) and Correctional Health Services (CHS) are in compliance with the Board's Minimum Standards. Responsibilities of the...with the city residence requirement as a condition of employment . The City of New York and the Board… more
- Wells Fargo (New York, NY)
- …completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and ... screening and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal investing; affected… more
- Baylor Scott & White Health (Albany, NY)
- …Security Analyst / Technical Engineer is responsible for supporting PCI DSS compliance initiatives from both a technical and operational perspective. This role ... implementing security controls, analyzing technical configurations, and supporting audits and compliance projects. The ideal candidate has experience as a former… more
- City of New York (New York, NY)
- …Assurance & Fiscal Integrity ensures the integrity, efficiency, and regulatory compliance of agency operations, advising programs of potential risks and ... integrity; monitoring these programs to find potential threats to integrity, ensuring compliance and adherence to best practices and relevant policies, while staying… more