- TD Bank (New York, NY)
- …Approximately 10+ years of advisory experience. + Significant experience in providing legal , regulatory or compliance advice to Global Transaction Banking ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $185,000 - $225,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …with a regulator or law firm will be considered. + Experience in providing legal , regulatory or compliance advice to Markets sales and trading + Knowledge ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …alternative trading systems and market structure preferred + Significant experience in providing legal , regulatory or compliance advice to Equity Sales & Trading ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About Our ... regulations to registered investment advisers is a must. + Proactively identify compliance issues and obtain workable resolution. Make a broad range of decisions… more
- Mizuho Corporate Bank (New York, NY)
- …and assessments of AI systems to identify and mitigate risks. + Collaborate with legal , technical, and operational teams to address compliance issues. + Provide ... As the Vice President of Compliance AI Initiatives, you will play a pivotal...Dental and 401k that begin on day one of employment , successful candidates are also eligible to receive a… more
- TD Bank (New York, NY)
- …with a regulator or law firm will be considered. + Experience in providing legal , regulatory or compliance advice to Markets sales and trading + Knowledge ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- City of New York (New York, NY)
- …actions are properly documented and addressed. - Collaborate with DSNY's IT, Legal , and Enforcement divisions to ensure accurate compliance reporting and ... of Sanitation. The DSNY Bureau of Commercial Waste is seeking Regulatory & Compliance Analysts to support the enforcement, oversight, and compliance functions of… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Empire State Development, NYS Title Director of Compliance Occupational Category Other Professional Careers Salary Grade NS Bargaining Unit None ... listed Salary Range From $170000 to $180000 Annually Employment Type Full-Time Appointment Type Permanent Jurisdictional Class Non-competitive Class Travel… more
- New York State Civil Service (New York, NY)
- …or practices.* Reviewing financial institution programs, policies and procedures for compliance with legal and regulatory requirements.* Evaluating financial ... NY HELP No Agency Financial Services, Department of Title Compliance Specialist (Financial Services Specialist 1 ( Compliance ), SG-18) Occupational Category… more
- CVS Health (Albany, NY)
- …leads cross-functional initiatives to support audit readiness and collaborates with Compliance , Legal , Medicaid Health Plans, Network Contracting, and Provider ... Director will also serve as a key liaison between Compliance , Legal , Network Contracting, and Provider Relations...with arrest or conviction records will be considered for employment in accordance with all federal, state and local… more
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