- Guardian Life (Albany, NY)
- …Guardian's purpose, priorities, and values. Do you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue ... building a best-in-class Law Department. We drive a high-performance culture across our Legal , Compliance , and Government Affairs functions, aligned to "what" we… more
- Coinbase (Albany, NY)
- …be doing: * You should have a strong understanding of regulatory and legal requirements related to compliance , such as: Transaction Monitoring, Sanctions, ... foster collaboration, connection, and alignment. Attendance is expected and fully supported. Compliance L&D provides end to end learning services, and management for… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank ... US Compliance , we're on a mission to build a more...and company policies. + Collaborating with internal teams, including legal , risk, and audit, to enhance monitoring programs and… more
- TD Bank (New York, NY)
- …and responsive solutions + Professional experience in a governance related field (eg Compliance , Risk Management, AML, Legal , Audit) _The above details are ... professionals and is responsible to develop and maintain all aspects of Compliance programs for TD businesses/functions and legal entities as assigned. **Depth… more
- TD Bank (New York, NY)
- …and corporate US bank regulations** + **Knowledge and experience within bank compliance or bank audit, legal and regulatory environment, enterprise governance ... + Works with Compliance partners and other related groups (such as Legal and Risk) to support creation of documentation and reports required by external… more
- Google (New York, NY)
- …degree or equivalent practical experience. + 10 years of experience in privacy compliance , risk management, investigation, auditing, legal , or consulting. + 5 ... + An advanced degree in a relevant field (eg, law, business, compliance ) or a recognized compliance certification. + Experience managing complicated… more
- TD Bank (New York, NY)
- …and across legal entities + Supports the facilitation of the Compliance Risk Assessment and manages the assessment process, including ensuring timely and quality ... + Works with Compliance partners and other related groups (such as Legal and Risk) to support creation of documentation and reports required by external… more
- NBC Universal (New York, NY)
- …global process owner responsibilities as needed for areas beyond GFO including Legal Compliance ; Environmental, Social and Governance (ESG) Reporting; and other ... compliance teams, external and internal audit groups, company-wide legal compliance groups as well as IT,...a hiring decision. NBCUniversal's policy is to provide equal employment opportunities to all applicants and employees without regard… more
- Lincoln Financial (Albany, NY)
- …reviews & filings, etc. * Interpreting retirement plan documents to ensure continual compliance with legal interpretation and potential impact of changes to ... Glance** We are excited to bring on an accomplished ** Compliance Consultant** to our Retirement Plan Services/Product team to...and/or insurance agents do not provide tax, accounting or legal advice. Lincoln is committed to creating an inclusive… more
- Humana (Albany, NY)
- …about 340+ senior focused primary care centers in 15 states. The Regulatory Compliance team that supports the PCO is responsibility to assess, investigate, audit and ... validate the mitigation of compliance risk across the organization. This team ensures that healthcare providers align their operational practices with legal … more