- Scotiabank (New York, NY)
- …banking, institutional equity sales, trading and research, fixed income products, derivatives, energy , foreign exchange and precious & metals. We also cross-sell the ... over change management and policy updates. + Supported regulatory and audit examinations by coordinating timely and accurate responses to information requests.… more
- Mount Sinai Health System (New York, NY)
- …efficient processes. + The ability to maintain a high level of positive energy / creativity during periods of elevated work demands. + Ability to prioritize multiple ... performance evaluations, and staff development. + Maintain strong internal controls and audit readiness for all PFS processes. + Supports organizational goals around… more
- Coinbase (Albany, NY)
- …annual SEC filings by all relevant parties, including the Disclosure Committee, Audit and Compliance Committee, external auditors, and internal and external legal ... 8-K. * Prepare the accounting/finance portion of quarterly Disclosure Committee and Audit Committee decks and present at the Disclosure Committee meeting. * Lead… more
- CIBC (New York, NY)
- …controls involving people, technology, processes or external events that arise from audit and control testing. The role applies advanced concepts to provide guidance ... partners (ie Finance, Operations, Technology, Risk Management, Compliance, Privacy, Audit ), regarding CIBC's governance and control initiatives and programs.… more
- Bassett Healthcare (Cooperstown, NY)
- …is entered or scanned into the system accurately as monitored by system audit Accurate confirmation of attending PCP and Billing PCP, when appropriate. Assures ... more than 1 unexcused absence per year as measured by supervisory audit . Maintains job specific knowledge and proficiency (may include insurance, scheduling, charge… more
- New York Power Authority (White Plains, NY)
- …to ensure effective alignment of the enterprise and operational processes with Internal Audit , Compliance, and the Office of Strategy Management + Assist EORM Team ... systems + General knowledge of Strategic Planning, Compliance, and Internal Audit practices + Firm understanding of the fundamentals of probabilistic scenario… more
- Bloomberg (New York, NY)
- …York Business Area Legal, Compliance, and Risk Ref # 10044601 **Description & Requirements** The energy of a newsroom, the pace of a trading floor, the buzz of a ... with a strong background in Information Security, Operational Resilience, Technology Audit and/or Risk Management. You will work with Bloomberg departments and… more
- SMBC (New York, NY)
- …processes, methodologies as well as regulatory requirements. The group reports to the Audit Committee of the Board and its function is independent of the ... portfolios and document findings which will be communicated to management and the Audit Committee of the Board + Prepare work papers, document exam results and… more
- Bloomberg (New York, NY)
- …York Business Area Legal, Compliance, and Risk Ref # 10040985 **Description & Requirements** The energy of a newsroom, the pace of a trading floor, the buzz of a ... including Legal and Compliance, Finance, Operational Resilience, and Internal Audit , to provide centralized risk frameworks, processes, tools, training and… more
- PSEG Long Island (Bethpage, NY)
- …with a small business. Our focus on combatting climate change through clean energy technology, our new net zero climate vision for 2030 and enhanced commitment ... operational compliance activities goals including: gathering current state and periodic audit readiness and working closely with technology functions to ensure goals… more