- TD Bank (New York, NY)
- …stock recommendations to institutional investor clients. Job tasks include financial modeling, interviews with physician experts and company managements, conducting ... composing company-specific and thematic research reports; building and maintaining financial and market models; interviewing physicians and company executives;… more
- Wells Fargo (New York, NY)
- …identify and manage risk . The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, ... shares best practices. In addition, the group provides an enterprise -wide view of risk , assists management and...across all levels of reporting; + Advanced knowledge of Financial Conduct Authority Senior Manager Regime; +… more
- TD Bank (New York, NY)
- …**Job Description:** **Department Overview:** The Sr Business Analyst role sits within Financial Crimes Risk Management (FCRM) and works on various systems ... of the project in alignment with the business and/or enterprise needs and strategies. Provides leadership and works collaboratively.../ work packages for Tier 3-4, low to moderate risk and regulatory projects with multiple stakeholders and across… more
- TD Bank (New York, NY)
- …range of comprehensive analysis and research on individual corporations, industries, financial markets and/or economic developments to support business needs and ... evaluation of multiple data inputs for: + Companies/industries and/or + Financial markets and economic analysis research reports (eg, initiating coverage reports,… more
- BMO Financial Group (New York, NY)
- …: + **Solution architect** , who works with other architects including enterprise architects, leads with _all aspects solution architecture_ and design of multiple ... API,** **ESB** , message-based) development, integration and deployment + Enterprise -level **Application Architecture** + Strong application **security** /infrastructure, &… more
- MUFG (New York, NY)
- …and or information security), or a combination thereof + Deep understanding of financial institution processes, products, and risk + Strong understanding of ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- BMO Financial Group (New York, NY)
- …maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and ... administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- Citigroup (New York, NY)
- …support the Banking organization and also provide legal support for enterprise business strategies and initiatives including Board committee reporting. This role ... impact or influence on the company. This role is not a manager . **Responsibilities:** + Ensure compliance with employment laws and regulations; Provide counsel… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment Banking ... Compliance team in a manner consistent with the Bank's risk culture and the relevant risk appetite...significant area(s)/broad business units of Compliance that typically has enterprise wide impact or accountability. + Position deals with… more
- TD Bank (New York, NY)
- …appropriate risk frameworks and leading related management activities to mitigate enterprise or business wide risk exposures for key business segment of ... well as with our debt capital markets, equity capital markets, syndication and risk management teams. In addition Vice Presidents mentor junior professionals who are… more