- Capital One (Charlotte, NC)
- Principal Auditor - Cyber, Risk and Analysis Technology Audit Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality ... of audits, including critical technology functions, cloud-based infrastructure, cybersecurity, risk management, application, and third-party management, as well as… more
- Capital One (Charlotte, NC)
- …+ Professional certification such as Chartered Financial Analyst (CFA) or Certified Risk Manager (CRM) + 3+ years of experience in Credit Risk ... At least 2 years of experience in auditing, credit risk management, financial analysis, or a combination...our offices listed on this job posting. Fridays are enterprise - wide virtual work days. Monday, Tuesday, Wednesday and… more
- American Express (Apex, NC)
- …efforts to elevate our controls and risk management for regulatory high- risk reports on critical enterprise initiatives, focusing on driving the definition, ... Owner in the Regulatory Automation and Change Management team within the Financial Reporting Quality Assurance Organization (FRQA), in support of the Regulatory… more
- Bank of America (Asheville, NC)
- …motivate, convey the "why" and connects contributions to business results. + Risk Manager : Leads and encourages the identification, escalation and resolution ... Financial Center Manager - Asheville -...fostering a team environment, instilling an effective client-centric and risk culture in the center, and helping clients achieve… more
- CBRE (Raleigh, NC)
- Manager , Government Financial Compliance Job ID..., and ensure the integrity and transparency of all financial practices across a $750M enterprise . This ... States of America **About The Role:** As a CBRE Manager of Government Financial Compliance, you will...leaders who will interface with DCAA and DCMA. + Risk Management - Conduct risk assessments across… more
- Truist (Wilson, NC)
- …compliance with applicable BSA/AML regulations by establishing and following appropriate risk -based, enterprise -wide BSA/AML policies and procedures and by ... for leading and managing staff, vision and strategic plan of respective Financial Crimes Investigations (FCI) area(s) under leadership, with an emphasis on… more
- Bank of America (Charlotte, NC)
- …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... as needed, including Middle Office, Sales and Trading, Technology, Compliance, Operational Risk , and Enterprise Capital Management to ensure effective controls… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Audit **Job Description:** The Senior Audit Manager is accountable for providing specialized in-depth audit expertise and responsible ... for contributing to the planning, risk assessment and execution of audits... assessment and execution of audits and related processes enterprise and/or division wide. **Depth & Scope** + Provides… more
- TD Bank (Charlotte, NC)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... a new compliance structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be strategic, tactical, collaborative and… more
- TD Bank (Charlotte, NC)
- …of experience **Preferred Qualifications:** + 10+ years of experience in financial contingency planning, liquidity/capital management, regulatory, risk , legal or ... federation and industry engagement. Recovery and Resolution Planning (RRP) is an enterprise -wide function that ensures TD is prepared to address severe financial… more