- TD Bank (Charlotte, NC)
- …to setting new industry standards. management areas, broader organization, and enterprise as appropriate. The **Employee Experience Senior Manager** will ... will have a proven track record of collaborating with senior executives across the organization to drive decision making...risk appetite + Identifies, mitigates and reports on risk issues per enterprise policy / guidelines… more
- Truist (Raleigh, NC)
- … Controls and Change Office, responsible for the execution and support of the enterprise risk control self-assessment (RCSA). Utilize risk expertise to ... expectations. 3. Serve as a subject matter expert for Enterprise and Operational risk management programs, providing...Master's degree in Finance or equivalent science/academic field. 2. Financial Risk Manager (FRM)/Certified Financial … more
- Black & Veatch (Cary, NC)
- …third-party stakeholders. + Report on third-party risk management activities to senior leadership. ** Enterprise Risk Management (ERM)** + Represent cyber ... and report on the effectiveness of GRC initiatives to senior leadership. + Develop and deliver GRC training programs...security and information technology within the enterprise risk management framework. + Oversee the… more
- TD Bank (Charlotte, NC)
- …the enterprise best practices + Position typically deals with senior /executive management + Key contact for business management, regulators and external/internal ... Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the...various training and awareness programs + Provides oversight on enterprise wide annual risk assessment process as… more
- American Express (Charlotte, NC)
- …Collaborate with senior leadership, support the development of the organization's risk appetite for human capital risks and monitor adherence to the established ... strong working relationships with partners across CEG and Global Risk & Compliance to drive Enterprise -wide impact...Workforce Risk Management + Strong understanding of risk management requirements and implications for Global Financial… more
- Vanguard (Charlotte, NC)
- …Responsibilities + Conducts routine and targeted compliance monitoring and testing across financial services operations, with a focus on cash products and money ... and recommendations for remediation. Communicates findings to business partners and senior compliance leadership. + Provides compliance guidance and advisory support… more
- American Express (Charlotte, NC)
- … financial services. + Strong understanding of regulatory compliance frameworks, enterprise risk management, and control evaluation. + Experience designing or ... Risk Management team responsible for designing, governing, and overseeing the enterprise -wide Compliance Risk Assessment (CRA) framework. This role supports… more
- SMBC (Charlotte, NC)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- TD Bank (Charlotte, NC)
- … risk and self-assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... Guides and complements the assigned portfolio in terms of financial , regulatory and risk management requirements +...the application of Compliance programs and standards across the enterprise + Supports in determining risk exposure,… more
- Bank of America (Charlotte, NC)
- …processing. + Coordinates with Enterprise Risk Analytics; Model Risk Management; and Financial Crimes Technology on the development, enhancement and ... managing risk according to Bank of America's Risk framework, Global Financial Crimes Program and...regulatory issues. + Track record of engaging and influencing senior executives. + Demonstrated ability to overcome obstacles and… more