- Bank of America (Raleigh, NC)
- … risk of business growth initiatives, ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 ... Advisors (FA) business practices in ways that minimize regulatory and financial risk as well as uphold the Firms' reputation. Additionally, they ensure Financial… more
- Truist (Charlotte, NC)
- …and related work experience 2. Eight to Twelve years of experience in operational/ enterprise risk related management, including but not limited to audit, ... management and ongoing execution of the Truist regulatory reporting risk frameworks in alignment with second line of defense... frameworks in alignment with second line of defense risk programs. Indirectly lead and collaborate with a team… more
- Compass Group, North America (Charlotte, NC)
- …teams on cross-departmental projects to improve the overall control environment. + Support the enterprise risk management process + Stay up to date on internal ... continue to raise the bar. **Job Summary:** Reporting to the Director, Risk and Controls, the Risk & Controls Manager is an exciting opportunity for a candidate… more
- City National Bank (Charlotte, NC)
- …methodologies, and related regulatory and compliance standards, including but not limited to enterprise risk management, data governance, third party risk ... Manager Control Testing/Reporting, responsible for building sustainable processes with appropriate risk mitigation activities; (ii) consulting risk owners on how… more
- TD Bank (Charlotte, NC)
- … risk and self-assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- Deloitte (Raleigh, NC)
- …to coding, clinical documentation and health information technology The Team: Our Enterprise Operations & Risk offering enables clients to achieve profitable ... Healthcare Clinical Documentation Specialist - Senior Consultant Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk … more
- Truist (Charlotte, NC)
- …12. Support change management efforts for regulatory reporting rules updates. **Governance and Risk Management** 13. Support Enterprise Risk Management in ... of America) **Please review the following job description:** Serve as an enterprise -wide subject matter expert on regulatory reporting policy. This role is… more
- Truist (Raleigh, NC)
- …and issue validations reviews (examples of key areas include wealth management, enterprise risk management, credit and information technology) 3. Possess ... Manager is responsible for providing a leadership role in the delivery of high- risk , complex and value-added independent and objective risk -based internal audit… more
- Bank of America (Charlotte, NC)
- …management in respective focus areas to support business requirements and the enterprise 's risk appetite + Supports the methodological, analytical, and technical ... quantitative analytics and modeling projects for specific business units or risk types. Key responsibilities include developing new models, analytic processes, or… more
- PNC (Charlotte, NC)
- …and activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. **Qualifications** Successful candidates must demonstrate ... knowledge to drive and inform client selection, portfolio management, risk assessment, transaction structuring, and underwriting policies. Further, their familiarity… more