- MUFG (New York, NY)
- …adequate to address the issues. **RESPONSIBILITIES** + Work with Business Unit Risk Managers' (BURMs') teams to identify potential issues and participate in issue ... to ensure risks are understood across all Lines of Defense (LoDs) and risk treatment is properly identified. + Review issue intake submissions for tollgates (review… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** Roles in the second line of defense Financial ... Crime Risk Management Testing team (FCRM) are responsible for maintaining...lines, corporate and/or control functions, and ensures alignment with enterprise and/or regulatory requirements + Effectively communicates results to… more
- BMO Financial Group (New York, NY)
- …maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and ... administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- American Express (New York, NY)
- …American Express products and processes in the US market. ICT conducts risk -based Compliance Reviews to assess compliance with laws, regulations, and associated ... effectiveness testing. Responsibilities will include the following: + Execute Compliance risk procedures on M&T projects in conformance with department standards,… more
- Wells Fargo (New York, NY)
- …financial models, analyze market data, and prepare client presentations related to low-to-medium risk tasks and deliverables + Receive direction from a manager ... and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area + Collaborate and consult with… more
- TD Bank (New York, NY)
- …team responsible for the development of cross-asset automated pricing and risk systems, primarily focused on FICC derivatives. The Transparency team works ... sales/trading/quant teams on the development of applications incorporating pricing and risk models used for electronic trading. These applications are used globally… more
- Bank of America (Elma, NY)
- …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... is made at the discretion of the Credit Products Manager (CPM). The role also serves as the Credit...as the Credit approver in conjunction with CPM and Risk management based on credit approval grid and drives… more
- City National Bank (New York, NY)
- …all due diligence and background evaluation is complete and thorough before Credit Risk Recommendation ("CRR") is submitted. WHAT WILL YOU DO? * Reviews loan ... CRR contains a well supported recommendation or decision; the risk rating is correct and supported; and the data...and calculated correctly. * Attends client meetings at Relationship Manager , Team Manager , or Credit Manager… more
- TD Bank (New York, NY)
- …include: Trade Surveillance, Communication Surveillance, Financial Crimes & Risk Management (transaction surveillance), Regulatory Compliance Management, and Conduct ... Ensure adherence to industry regulations, cybersecurity best practices, and internal risk policies; proactively identify and mitigate risks. * Collaboration &… more
- Capital One (New York, NY)
- Disinguished Engineer In Risk Tech, we provide the foundation for Capital One to thrive in an uncertain world. Our engaged, empowered, and intelligent people produce ... outstanding products, working toward the common goal of transforming risk management with technology. We build data-driven tools that use machine learning to prevent… more