- Synchrony (Charlotte, NC)
- …lead teams of experienced auditors providing control assurance over Risk, Compliance, AML/ BSA , Models, Credit, and Growth risks. The incumbent will also be ... responsible for driving enterprise coverage and assessments of the Risk Governance Framework,...of the Risk Governance Framework, Compliance Risk Management (including AML/ BSA ). In addition, the incumbent will assist the Chief… more
- Regions Bank (Charlotte, NC)
- …Direct the design, execution, and ongoing enhancement of the organization's enterprise -wide BSA /AML risk assessment, ensuring comprehensive identification and ... logging into the careers section of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first, second, or… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... join the Legal Regulatory Group (LRG) to support the enterprise Finance group as well as the Bank...Insurance Act , Bank Holding Company Act , and the National Bank Act… more
- EverBank (Charlotte, NC)
- …weaknesses by developing and discussing corrective action plans with Compliance Testing Directors and by preparing documentation of enterprise compliance ... Crimes Investigator** The Sr. Financial Crimes Investigator tests existing enterprise compliance controls within the organization to determine their effectiveness… more