- KeyBank (Amherst, NY)
- …Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") ... has the responsibility for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance monitoring and testing… more
- City of New York (New York, NY)
- …in order to facilitate affordable housing development. Housing Incentives' Compliance and Enforcement (C&E) division investigates and takes enforcement action ... Tax Incentives - Tax Credits - Inclusionary Housing - Compliance and Enforcement Your Impact: As an Attorney for...Bar in good standing for the duration of this employment . In addition to meeting the minimum Qualification Requirements:… more
- KeyBank (NY)
- …Ohio 44144 **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is ... responsible for helping to execute a robust and effective compliance complaints program, collaborating across the three lines of defense to reinforce risk awareness… more
- City of New York (New York, NY)
- …Reporting to the Deputy Director of the Transactions Monitoring Unit (TMU) in the Compliance Department, the Senior Compliance Analyst will develop a program to ... division procurement of contracts, as well. Monitoring includes ensuring compliance with all laws and regulations as well as...Bar in good standing for the duration of this employment . In addition to meeting the minimum Qualification Requirements:… more
- YAI (Manhattan, NY)
- …Key/Essential Functions & Responsibilities + Implements the organization's compliance program under the supervision of the Assistant Director ... of Corporate Compliance and in coordination with program staff. + Maintains...Salary: $70,000.00 All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance ... bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including… more
- Rochester Institute of Technology (Rochester, NY)
- …**Required Application Documents:** Cover Letter, Curriculum Vitae or Resume ** Employment Category:** Fulltime **Additional Details:** In compliance with ... **9315BR** **Position Title:** Director of Research Compliance **Organization:** VP for Research **Job Responsibilities:** +...pluralism and inclusion in the work place. RIT provides equal opportunity to all qualified individuals and does not… more
- Seton Education Partners (Bronx, NY)
- …Resumes without cover letters will not be reviewed. Seton Education Partners provides equal employment opportunity for all applicants and employees. The base ... Elementary School Special Education Compliance and Billing Analyst Bronx, New York Seton...leader to serve as the Elementary School Special Education Compliance and Billing Analyst for the Brilla Public Charter… more
- NASCO (Albany, NY)
- **Overview** The Senior Corporate Counsel, Compliance & Commercial operates under general direction and is responsible for providing legal and regulatory guidance to ... and drafts complex commercial transactions, including technology agreements, and provides compliance guidance and support throughout the organization to ensure our… more