- Wells Fargo (New York, NY)
- …completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and ... and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal...down early due to volume of applicants._** **We Value Equal Opportunity** Wells Fargo is an equal … more
- TD Bank (New York, NY)
- …also works with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and implement proactive strategies, ... to Electronic and automated (Algo) trading and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First Line surveillance… more
- Wells Fargo (New York, NY)
- …with minimal supervision + Experience identifying and mitigating risk, ensuring compliance with processes and procedures + Excellent verbal, written, and ... travel up to 10% of the time + Specific compliance policies may apply regarding outside activities or personal...down early due to volume of applicants._** **We Value Equal Opportunity** Wells Fargo is an equal … more
- City of New York (New York, NY)
- …Charter mandates the Board's five functions: - Establish and ensure compliance with minimum standards "for the care, custody, correction, treatment, supervision, ... Correction (DOC) and Correctional Health Services (CHS) are in compliance with the Board's Minimum Standards. Responsibilities of the...with the city residence requirement as a condition of employment . The City of New York and the Board… more
- Wells Fargo (New York, NY)
- …completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and ... and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal...down early due to volume of applicants._** **We Value Equal Opportunity** Wells Fargo is an equal … more
- TD Bank (New York, NY)
- …around Internal Revenue Code Chapters 3, 4 and 61, as well as CRS compliance and FATCA/CRS client due diligence. The TDS tax operations team interfaces with various ... New York & Canada who work collaboratively to maintain compliance in all the regions in which TD Securities...email or phone call. **Accommodation** TD Bank is an equal opportunity employer. All qualified applicants will receive consideration… more
- Wells Fargo (New York, NY)
- …completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and ... and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal...down early due to volume of applicants._** **We Value Equal Opportunity** Wells Fargo is an equal … more
- Verint Systems, Inc. (Albany, NY)
- …design and oversight of all benefit plans, programs and employee HR compliance resources for US employees. **Principal Duties and Essential Responsibilities:** + ... benefits strategy - including plan design, pricing strategy, administration, compliance , communications, implementation and evaluation. + Lead annual renewal and… more
- Humana (Albany, NY)
- …discuss IT priorities, new requests, and collaborate with Market Operations and Compliance teams. Facilitate and communicate with state agencies on outages, impacts, ... for market-based reporting to ensure clarity and accountability. + Compliance and Reporting Tracking: Track market compliance ...base pay for full time (40 hours per week) employment at the time of posting. The pay range… more
- Humana (Albany, NY)
- …the appropriateness of services provided by other healthcare professionals in compliance with review policies, procedures, and performance standards. All work occurs ... with a context of regulatory compliance , and work is assisted by diverse resources which...base pay for full time (40 hours per week) employment at the time of posting. The pay range… more