• Vice President, Compliance Monitoring Program - TD…

    TD Bank (New York, NY)
    …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance program as… more
    TD Bank (10/12/25)
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  • Director, Regulatory Supervision

    CIBC (New York, NY)
    …well as OTC derivative/swap trading products, with primary focus on: Cash Equities , Program Trading, DMA, Listed/OTC Equity Derivatives, Delta1, ETF ... supervisory program is designed to reduce and manage regulatory risk by preventing violations from occurring as well as...to the relevant Global Markets business head, senior Compliance officer and, if appropriate, head of US Global Markets… more
    CIBC (10/15/25)
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  • Lead Contract Compliance Analyst

    University of Rochester (Rochester, NY)
    …- Ever Better. Embedded in that ideal are the values we share: equity , leadership, integrity, openness, respect, and accountability. Together, we will set the ... be determined by considering factors including, but not limited to, market data, education, experience, qualifications, expertise of the individual, and internal… more
    University of Rochester (08/07/25)
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  • Manager of Safety and Security

    The Nightingale-Bamford School (New York, NY)
    …the position, the candidate's work experience, education/training, key skills, internal peer equity , as well as market and organizational considerations when ... security policies and procedures, including emergency management and response, risk and accident prevention, visitor management, asset protection, fire prevention,… more
    The Nightingale-Bamford School (09/04/25)
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  • Chief Compliance Executive

    University of Rochester (Rochester, NY)
    …- Ever Better. Embedded in that ideal are the values we share: equity , leadership, integrity, openness, respect, and accountability. Together, we will set the ... be determined by considering factors including, but not limited to, market data, education, experience, qualifications, expertise of the individual, and internal… more
    University of Rochester (08/07/25)
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  • Executive Director & Unit Head - Loan…

    Mizuho Corporate Bank (New York, NY)
    …report monitoring + Effectively manage all audits and close all required audit and risk issues in a timely manner + Provide leadership for all team projects and ... + Implement and monitor internal controls to effectively minimize operational risk . + Oversee staff training and development programs, including performance… more
    Mizuho Corporate Bank (10/10/25)
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  • Compensation Controller

    Marex (New York, NY)
    …Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities ... breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency...Group SOX process owner for variable pay and deferred equity , ensure compliance within the group and by service… more
    Marex (08/10/25)
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  • Rates Trading Control Manager - Senior Associate

    JPMorgan Chase (New York, NY)
    …Manage control-related activities and partner effectively with colleagues. + Provide market -making, structuring, and risk management capabilities across trading ... to both the Corporate Investment Bank (CIB) Chief Financial Officer and the Oversight and Control Office. Our team...the Oversight and Control Office. Our team focuses on Risk Identification & Assessment, Control Design & Evaluation, Issue… more
    JPMorgan Chase (09/11/25)
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  • VP, AI Enablement (Remote)

    Cengage Group (New York, NY)
    …. The **VP, AI Enablement** will report to the Chief Digital Officer and will be responsible for driving the strategy, development and implementation ... tasked with identifying strategic opportunities in a rapidly evolving market . The role provides an opportunity to work directly...within the organization. + Assess and manage the changing risk landscape to ensure long-term protection of Cengage IP… more
    Cengage Group (09/10/25)
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  • Surety AVP, Underwriting Director

    Zurich NA (New York, NY)
    …looking for a Contract Surety Underwriter. **This is a highly technical and market facing position and requires experience with Surety lines of business.** **We are ... assignments of varying degrees of complexity VP, Senior Underwriting Officer Qualifications: + High School Diploma or Equivalent and...or more years of experience in the Underwriting, or Market Facing areaOR + High School Diploma or Equivalent… more
    Zurich NA (10/09/25)
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