- Robert Half Finance & Accounting (San Mateo, CA)
- …to data requests from clients or their advisors o Collaborate cross-functionally with sales , investment, trading , and compliance teams on ad-hoc projects. ... manager that has specialized in the small and mid-cap equity market for 25+ years. With a substantial AUM...You will collaborate on a frequent basis with investment, sales , and compliance colleagues. Requirements Qualifications: *… more
- Wells Fargo (Los Angeles, CA)
- …servicing, investment banking, equity and fixed income solutions including sales , trading , and research capabilities to corporate, commercial real estate, ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Wells Fargo (Los Angeles, CA)
- …servicing, investment banking, equity and fixed income solutions including sales , trading , and research capabilities to corporate, commercial real estate, ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Mizuho Corporate Bank (Los Angeles, CA)
- …and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. ... demonstrate the ability to deliver high-quality service and maintain regulatory compliance . The role requires proficiency in Korean and conversational-level Japanese… more
- Mizuho Corporate Bank (Los Angeles, CA)
- …and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. ... to client onboarding and maintenance + Maintain confidentiality and adhere to compliance standards in all client interactions. + Client Management: Develop strong… more