- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Markets, encompassing Equity Investment Banking, Equity Research, Institutional Equity Sales & Trading , Affordable Housing Investments, Fixed Income ... a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation,... Sales & Trading , and Public Finance Underwriting. + Manage and develop… more
- Citigroup (Jacksonville, FL)
- …Oversight:** Reviewing escalated surveillance issues, performing transaction surveillance, providing compliance /supervisory guidance to sales & trading ... in Capital Markets and the financial industry. + Cross-disciplinary knowledge of compliance , operations, trading + **Required Licenses:** Series 7, 9/10, 31,… more
- Citigroup (Tampa, FL)
- …trade. We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Compliance , Legal, Finance and HR; ... our reputation. Prime Finance Middle Office supports the Stock Lending and Equity Finance trading desks and is part of the overall Prime Finance Business unit.… more
- Citigroup (Tampa, FL)
- …We partner extensively with a range of internal stakeholders such as Front Office Sales and Trading Desks, Compliance , Legal, Finance and HR; alongside ... Citi is consistently a dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage, Futures, Listed Derivatives, Clearing and Foreign Exchange… more