- B. Riley Securities (Chicago, IL)
- …a full suite of investment banking, corporate finance, advisory, research, and sales and trading services. Investment banking services include initial, secondary ... nationally recognized and highly ranked for its proprietary small-cap equity research. We are seeking a full-time Compliance... equity research. We are seeking a full-time Compliance Officerwith a minimum 5 to 8 years of… more
- PNC (Chicago, IL)
- …**Preferred Skills** Client Relationship Building, Corporate Finance, Decision Making, Equity Trading Systems, Financial Accounting, Investments, Investment ... Financial Engineering, Internal Sales and Marketing, Knowledge Of Customers, Sales Function, Trading **Work Experience** Roles at this level typically… more
- Neuberger Berman (Chicago, IL)
- …and generating P&L for multiple fixed income portfolios, with a focus on trading and executing across a wide range of interest rate products including government ... futures, options, and other derivatives. The successful candidate will also provide trading support and market insight to senior members of the investment grade… more
- JPMorgan Chase (Chicago, IL)
- …from IB Coverage, Corporate Banking, Investment Grade & Leveraged Finance, Securitized Products, Sales & Trading , Treasury & Security Services, Legal, etc + ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorganChase strong and resilient. You help the… more
- Neuberger Berman (Chicago, IL)
- … compliance . + Draft, review, and negotiate contracts for loan acquisitions, sales , and servicing agreements, ensuring compliance and protection of the firm's ... seeking an Attorney to join our dynamic Legal and Compliance Department in Chicago. In this role, you will...and other real estate-related assets, managing loan portfolios, and trading activities associated with these assets. The team assesses… more
- Mizuho Corporate Bank (Chicago, IL)
- …and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. ... of the team with training of junior staff members. Ensures compliance with applicable internal policies, procedures and regulatory requirements. Principal Duties1)… more
- Neuberger Berman (Chicago, IL)
- …estate lending transactions, loan portfolio due diligence, and regulatory compliance , with exceptional communication, project management, and analytical skills. This ... in a fast-paced environment. **Key Responsibilities:** + Facilitate the whole loan trading process by ensuring the accurate execution and delivery of trade… more
- US Bank (Chicago, IL)
- …complex market data operations/end to end market data engineering processes in a sales and trading environment + Experience working with quant teams developing ... but not limited to credit derivative, credit risk transfer products, equity like derivatives such ETF options. Additional responsibilities include activities that… more
