- JPMorgan Chase & Co. (New York, NY)
- …related field; advanced degree (MBA, CFA) preferred. Minimum of 5 years of experience in equity trading , with a proven track record in a high touch environment. ... Job Description Job Summary: The Vice President, High Touch Trading will be responsible for executing equity ...to clients. Monitor market conditions and trends to inform trading decisions. Collaborate with sales , research, and… more
- TD Bank Group (New York, NY)
- …and associates 5+ years related experience Customer Accountabilities: Works closely with the sales and trading group to develop new relationships, and with other ... as well as internal policies and regulatory standards (as communicated by Compliance ) at all times to assist in maximizing profitability through sound and… more
- TD Bank Group (New York, NY)
- …Excel, Bloomberg, Alteryx, SQL, VBA, Macro, Python etc. General Job Description: The VP Sales and Trading TDS develops an institutional investor base in the US ... decisions Develops and maintains contacts Responsible for executing the ongoing trading exception report reviews for Money Markets Sales NY Understands… more
- Galaxy (New York, NY)
- …as KYC, AML, and internal onboarding policies Liaise with internal stakeholders ( sales , legal, compliance , and operations) to resolve missing documentation and ... future a reality. Our institutional digital assets platform spans trading , investment banking, asset management, staking, self-custody, and tokenization technology.… more
- BNP Paribas (New York, NY)
- …documents relating to each major regulation in scope Work closely with Global Markets trading and sales heads, GBLs and local Business Management and other ... framework, including running senior committees, where GMA Senior Managers, Compliance officers and other relevant functions discuss any ...offer a full value chain for our clients, from trading to financing, and clearing and custody in the… more
- Oppenheimer & Co. Inc. (New York, NY)
- …in the financial services industry, including retail securities brokerage, institutional sales and trading , investment banking (both corporate and public ... services. Responsibilities: Processing and reviewing investor hedge fund, private equity fund and private credit fund transactions, including subscriptions,… more
- JPMorgan Chase & Co. (New York, NY)
- …Office is responsible for accelerating the Analytics agenda globally across Markets Trading , Sales & Research, Payments, Securities Services, and Global ... solutions are delivered end-to-end, while ensuring responsible use of AI in compliance with internal policies, laws, and regulations, with regular progress updates… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... guiding more junior staff, and the monitoring of Borrower compliance and industry trends. What You'll Do Champion a...to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but… more
- CIBC (New York, NY)
- …Swaps, Index trading ) + Extensive knowledge and experience in Equity Derivative products. + Excellent writing and verbal communication skills, able to present ... You'll Be Doing** The Director for US Delta One trading operates under the guidance of the business leader,...basis with other internal teams such as support, technology, sales etc. + Structuring creative solutions to clients financing… more
- Wells Fargo (New York, NY)
- …+ 3+ years of Management experience **Desired Qualifications:** + Knowledge of the Equity Derivatives Sales and Trading businesses. Understand the regulatory ... **About this role:** Wells Fargo is seeking a Sales and Trading Products Senior Manager...requirements for OTC Equity trading including Structured products ( Equity focused). Understand… more
