- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to… more
- Wells Fargo (New York, NY)
- …servicing, investment banking, equity and fixed income solutions including sales , trading , and research capabilities to corporate, commercial real estate, ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Wells Fargo (New York, NY)
- …servicing, investment banking, equity and fixed income solutions including sales , trading , and research capabilities to corporate, commercial real estate, ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... management, challenge, and reporting activities within the US and are in compliance with governing regulations, internal policies, and procedures. The incumbent will… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... to Capital Markets business lines. + Extensive experience in operational, compliance , and business matters across SBUS Capital Markets, ensuring high-quality… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... for monitoring the performance of the portfolio, risk rating integrity, and compliance and regulatory review. **What You'll Do** Reporting to the Director, you… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... and all audit activities are conducted / executed / delivered in compliance with governing regulations, internal policies, and procedures. The Senior Audit Manager… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... * Foster and personify a culture of inclusion and diversity * Follow internal compliance practices and act ethically at all times **What You'll Bring:** * 2+ years… more
- Mizuho Corporate Bank (New York, NY)
- …and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. ... data. + Define the access controls, supporting data users, and ensuring compliance with Data Service Agreements and regulatory standards. + Ensure that all… more
- Mizuho Corporate Bank (New York, NY)
- …and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. ... and experienced Senior Line Manager to lead our Infrastructure Governance, Risk, and Compliance (GRC) team. This role is pivotal in transforming our GRC function to… more