- BlackRock (New York, NY)
- …off with clients + A Working understanding of FIX Protocol + Multi-asset understanding of Equity , Fixed Income, Derivative and FX Trading For New York, NY Only ... real time. Our investment software combines risk analytics with portfolio management, trading , compliance, and operations tools on a single platform to power… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... in day-to-day activities and decisions. This includes ensuring the terms in trading documentation are executed within the Bank's risk tolerance (including but not… more
- Capital One (New York, NY)
- …surveillance for Swap Dealer (interest rate, FX commodities-energy) and institutional Broker-Dealers ( equity trading & fixed income (ABS)). + Oversee the ... Surveillance Program and Trade Surveillance for Capital One's Commodity Futures Trading Commission (CFTC) Swap Dealer and three Broker-Dealers. You will maintain… more
- Raymond James Financial, Inc. (New York, NY)
- …TCA + OMS/EMS systems + Advanced concepts, practices, and procedures of institutional equity sales & sales trading . + Financial markets, products, and electronic ... and skills obtained through education and experience to provide marketing and trading support to Institutions. Regular contact with internal and external customers… more
- Raymond James Financial, Inc. (New York, NY)
- …encompassing Equity Investment Banking, Equity Research, Institutional Equity Sales & Trading , Affordable Housing Investments, Fixed Income Sales ... in securities underwriting, private placements, syndicate matters, Reg M, and electronic trading risks across multiple asset classes. + Oversee the development and… more
- JPMorgan Chase (New York, NY)
- …**Preferred qualifications, capabilities, and skills** + Knowledge and experience working in Equity Derivatives Trading / Market data domains + Cloud computing ... cloud migration, quant / AI enablement across several programs in Equity Derivatives. **Job responsibilities** + Leads multiple technology and process… more
- Mizuho Corporate Bank (New York, NY)
- …auditing one or more of the areas below highly preferred (but not required): equity , sales and trading or research (including equities, electronic and program ... trading , equity research, sales, trading mandates, markets conduct, swap dealer and security-based swap dealer as well as Volcker rule). Knowledge of… more
- JPMorgan Chase (New York, NY)
- …equities. + Conduct close interactions with internal partners in Equity Research, Equity Capital Markets, Banking, Trading and Sales ( Equity , Prime ... for a motivated individual to join JP Morgan's European Equity Sales team in New York, NY. The European Equity Sales team is the distribution arm for European … more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... testing or audit. + Experience/background in compliance applicable to institutional trading & sales, investment banking, futures commission merchant, swap dealer… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... Experience/background in compliance applicable to broker-dealer internal inspections, institutional trading & sales, investment banking, futures commission merchant, swap… more