- Scotiabank (New York, NY)
- Senior Analyst , Audit - Capital Markets **Requisition ID:** 232586 **Salary Range:** 69,400.00 - 129,000.00 _Please note that the Salary Range shown is a guideline ... audit of the internal controls. Ensures all activities conducted are in compliance with governing regulations, internal policies, and procedures. **What You'll Do**… more
- Citigroup (New York, NY)
- …partnership with Sales team, Product, Technology teams, Risk & Control team, Legal, Compliance & Audit in order to ensure appropriate governance and compliance ... Build a culture of responsible finance, good governance and supervision, expense discipline and ethics . + Be familiar with and adhere to Citi's Code of Conduct and… more
- Citigroup (New York, NY)
- …Work closely with various functions, such as Business, Technology, Risk, and Compliance to ensure an efficient and safe automated market making system. Utilize ... professionals + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate… more
- HII (Syracuse, NY)
- …Working with other program staff, plays a significant role in ensuring compliance with required performance + Participates on multi-functional teams to obtain ... as one of America's top large company employers, we are a values and ethics driven organization that puts people's safety and well-being first. Regardless of your… more
- Janus Henderson Investors (New York, NY)
- …risk oversight, and performance optimization, all within the framework of regulatory compliance and client mandates. + Design and implement investment strategies for ... to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements,… more
- City of New York (New York, NY)
- …and drafting chapters of the Voter Analysis Report and the Post-Election Report. Compliance and Ethical Standards (10%) - Ensure compliance with privacy ... interest in New York City government and politics. - Knowledge of research ethics , privacy regulations, and data governance related to public policy. - Knowledge and… more
- MTA (New York, NY)
- …management of a staff of 2 people including the Sr Claims Administrator, 1 Analyst and approximately 7 consultants. + Responsible for the management of all existing ... Portfolio contractor and produce reports as required. + Ensure compliance over the OCIP brokers, including OCIP administration and...State Public Officers Law & the MTA Code of Ethics , all employees who hold a policymaking position must… more
- US Bank (New York, NY)
- …of peers and advisors, and a pathway to our full-time Credit Analyst Development Program upon graduation. **As a** **CRE** **Intern** **,** **you'll** **:** ... to accurately input monitoring requirements and covenants into a standard compliance monitoring system. + Analyzing financial statement results and preparing reports… more
- MTA (New York, NY)
- …into operation and user training). Review vendor proposals for suitability and compliance to contract specifications and development standards . After award, review ... Background as a Systems/Software Engineer or System / Business Analyst or Programmer/Developer . International Council on Systems Engineering...State Public Officers Law & the MTA Code of Ethics , all employees who hold a policymaking position must… more
- MTA (New York, NY)
- …services to the agency owner as a part of capital program delivery in compliance with MTA C&D's governance, processes , and objectives. Leads the development and ... risk interventions , risk management services, and Construction Risk Managers/ Analyst oversigh t. Support the delivery of value and...State Public Officers Law & the MTA Code of Ethics , all employees who hold a policymaking position must… more