- New York State Civil Service (Albany, NY)
- …Law. Such titles include but are not limited to: Auditor Trainee 2 Tax, G-16, Senior Budgeting Analyst, G-18, and State Program Examiner Trainee 2 Fiscal, NS. ... G-13, Budgeting Analyst Trainee 1, NS, and Financial Services Examiner Trainee 1, G-14. 70.1 Transfer Qualifications to Auditor...Auditor 1 Tax, G-18, Internal Auditor 1, G-18, and Senior Accountant, G-18. Note that some titles may need… more
- CIBC (New York, NY)
- …compliance advice in connection with derivatives markets a plus; + Experience as a regulatory examiner with SEC, NFA or FINRA (NFA or SEC Examiner of Swap ... evaluate complex regulatory matters and provide clear and insightful guidance to senior management and trading personnel; + Ability to manage Compliance technology… more
- Citizens (New York, NY)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and mitigate potential ... continuous innovation and significant business growth. You will work with the Senior Director/Director to adhere to internal governance processes for new risk… more
- Bank of America (New York, NY)
- …Regulatory requirements. Employees at this level are often required to interact with senior management within Operations and across the firm as part of the annual ... for leading regulatory exam preparatory activities while also leading the FDIC examiner through our compliance activities associated with FDIC 370. This role will… more
- New York State Civil Service (Albany, NY)
- …is open to candidates who have one year of permanent competitive service as a Budget Examiner , G-18. The position is also open to NYS employees at or above G-16 who ... by Section 52.6. Examples of qualifying Section 52.6 titles include Senior Administrative Analyst, G-18 and Business Systems Analyst 1, G-18. QualificationsMinimum… more
- New York State Civil Service (New York, NY)
- …State Regulatory Registry on enforcement and legislative matters;* Providing guidance to examiner and clerical support staff in solving problems and coping with ... of penalty that the Department should levy;* Coordinates discussions with senior management of regulated entities on enforcement actions relating to examination… more
- KeyBank (Buffalo, NY)
- …laws. + Develop and maintain strong, collaborative relationships with mid to senior level management, other internal clients and peers, and Audit. **Required ... knowledge in risk management and/or compliance (eg - Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM)). + Experience with data… more
- Corning Incorporated (Corning, NY)
- …analyses and drafting infringement and validity opinions . Prior technical or patent examiner experience eg, engineering or other role in industry . Exposure or ... multiple simultaneous projects effectively . Comfortable interacting with inventors, managers, and senior leadership . We value diversity in our team . Good common… more
- New York State Civil Service (Albany, NY)
- …Wholesale Banks. Duties include, but are not limited to, the following:* Serves as Examiner in Charge in the examination of medium and large sized institutions with ... the various operations of the institution, with suggestions or recommendations to the senior management team and board of directors on corrective measures that need… more