• Sr. Advisor, PCG Branch Exams

    Raymond James Financial, Inc. (New York, NY)
    **Essential Duties and Responsibilities** + Execution of the risk-based branch exam program in FINRA-registered and non-registered Private Client Group branches ... the country + Detailed documentation of testing in branch exam system and related work papers + Ensure prescribed...procedures of the securities industry, broker/dealer compliance and/or branch exams + Rules and regulations of the SEC, FINRA,… more
    Raymond James Financial, Inc. (08/09/25)
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  • Manager, PCG Branch Exams

    Raymond James Financial, Inc. (New York, NY)
    **Essential Duties and Responsibilities** + Monitors and reviews branch exams conducted by the PCG Branch Exam team. + Drives adherence with the exam ... in department-wide projects, as needed. + May represent Branch Exams and present exam overviews and/or results at various business partner meetings. +… more
    Raymond James Financial, Inc. (08/27/25)
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  • Part-Time Written Exam Proctor - Carmel…

    New York State Civil Service (Carmel, NY)
    …Part-Time Written Exam Proctor is responsible for securely administering written exams on behalf of the Department of State, Division of Licensing Services. The ... NY HELP No Agency State, Department of Title Part-Time Written Exam Proctor - Carmel - Vacancy ID# 196318 Occupational Category Other Professional Careers Salary… more
    New York State Civil Service (08/26/25)
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  • Part Time Written Exam Proctor - Binghamton…

    New York State Civil Service (Binghamton, NY)
    …Proctor.The Written Exam Proctor is responsible for securely administering written exams on behalf of the Department of State, Division of Licensing Services. ... and/or administration. All test administrations must adhere to examination guidelines. Exams are administered by the paper/pencil method.Written Exam Proctors… more
    New York State Civil Service (08/26/25)
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  • Director - Enterprise Control Management,…

    American Express (New York, NY)
    …Regulatory & Audit Exam team will support ECM's internal and external exams and audits, ensure timely closure of findings, with an auditor and regulator mindset. ... in this role?** This **Director of Regulatory & Audit Exam Management** will be responsible for ECM's engagement with,...internal audit and second line of defense inquiries and exams . Successful execution of these responsibilities will help to… more
    American Express (08/27/25)
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  • Compliance Audit and Exam Manager

    TD Bank (New York, NY)
    …colleagues dedicated to setting new industry standards. **U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the ... and appropriateness.** **In this position, the** **Compliance Audit and Exam Manager** **will lead assigned audits and exams... Exam Manager** **will lead assigned audits and exams , run stakeholder meetings, review all audit and … more
    TD Bank (08/27/25)
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  • Campus Undergraduate Summer Internship Program…

    American Express (New York, NY)
    …a culture of risk awareness and proactivity around regulatory matters. Regulatory Exam Lifecycle Management: The Regulatory Exam Lifecycle Management team ... Express that are implicated in regulatory oversight as they respond to exams and remediation. The team is responsible for managing American Express' end-to-end… more
    American Express (08/22/25)
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  • Librarian I - Continuous Recruitment Exam

    City of Rochester, New York (Rochester, NY)
    Librarian I - Continuous Recruitment Exam Print (https://www.governmentjobs.com/careers/cityofrochester/jobs/newprint/5018440) Apply  Librarian I - Continuous ... Recruitment Exam Salary $54,197.00 - $70,734.00 Annually Location Rochester, NY...must be maintained throughout assignment to drive the Bookmobile. Exam Information There will be no written or oral… more
    City of Rochester, New York (07/24/25)
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  • Compliance Business Oversight Manager (US) - Audit…

    TD Bank (New York, NY)
    …Compliance Team. We are seeking an individual to manage fair banking-related regulatory exams and internal audits. This individual will serve as a primary liaison ... information + Manages/assists with regulatory reviews including inquiries, audits, and exams + Identifies and leads problem resolution for project/program complex… more
    TD Bank (08/27/25)
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  • Fiscal Manager (NYS Helps / No Exam )

    Wayne-Finger Lakes BOCES (Newark, NY)
    (NYS HELPS/No Exam Required) Please note that applicants will be reviewed, and positions may be filled on a continuing basis according to operational needs. Regional ... Support Center - Central Business Office Newark, NY 14513 $70,000-$85,000 This is a competitive position. Must meet the requirements of the Ontario County Civil Service. This is a NYS HELPS approved title for WFL BOCES through June 2026 through NYS Civil… more
    Wayne-Finger Lakes BOCES (08/30/25)
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