- TEKsystems (New York, NY)
- …and Control Self-Assessments (RCSA) across broker-dealer operations, including trading, sales , operations, and support functions. - Identify key compliance risks, ... risk assessments and institutional financial services. - Regs Focused on: Securities Exchange Act of 1934, FINRA Rule 3110, Rule 15c3-1 (Net Capital Rule):… more
- OceanFirst Bank (Melville, NY)
- …including Word, Excel, and PowerPoint; Outlook, + Knowledge of banking core and sales tracking systems such as Premier and SalesForce a plus. + Communicate clearly ... environment. Ability to operate computer. Ability to communicate in order to exchange simple to complex information with individuals and groups. Ability to travel… more
- Lumen (Albany, NY)
- …may have about our bonus structure (short-term incentives, long-term incentives and/or sales compensation) as you move through the selection process. Learn more ... company email addresses. If you encounter any job offers that request payment in exchange for employment at Lumen, they are not for employment with us, but may… more
- Lumen (Albany, NY)
- …may have about our bonus structure (short-term incentives, long-term incentives and/or sales compensation) as you move through the selection process. Learn more ... company email addresses. If you encounter any job offers that request payment in exchange for employment at Lumen, they are not for employment with us, but may… more
- Noblis (Albany, NY)
- …obsolescence support to US Navy, US Coast Guard, US Army and Foreign Military Sales ships and vessels related to the following areas and systems / equipment: ... to current Navy training curriculum, incorporate BWM policy and Ballast Water Exchange Logging System (BWELS) procedures into Navy training requirements, assist in… more
- Wells Fargo (New York, NY)
- …clients, investors, rating agencies, legal counsel, and internally with syndicate and sales , middle office and operations personnel + Carry out the execution process ... Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that… more
- Scotiabank (New York, NY)
- …equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, foreign ... exchange and precious & metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group. Be part of an innovative,… more
- Lumen (Albany, NY)
- …may have about our bonus structure (short-term incentives, long-term incentives and/or sales compensation) as you move through the selection process. Learn more ... company email addresses. If you encounter any job offers that request payment in exchange for employment at Lumen, they are not for employment with us, but may… more
- Wells Fargo (New York, NY)
- …+ Collaborate and influence all levels of professionals including senior Sales and Trading management. **Required Qualifications:** + 7+ years of Capital ... Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that… more
- The Skin Clique (NY)
- …+ Competitive Compensation: Enjoy competitive reimbursement for both procedures and skincare sales , allowing you to earn while delivering exceptional care to your ... a nationwide network of over 900 board-certified providers, where you can exchange knowledge, receive mentorship, and collaborate with peers dedicated to advancing… more