- TD Bank (New York, NY)
- …candidate must have compliance advisory experience with background in OTC and Exchange -Traded Equities, and Electronic Sales & Trading. This role will support the ... and regulations with the ability to assess firm impact. Specifically, FINRA, SEC, Exchange Level SROs including NYSE, NASDAQ & CBOE. + Excellent oral and written… more
- Publicis Groupe (New York, NY)
- …Coordinator is responsible for identifying and implementing optimizations as approved by senior team members and clients. They provide input in the construction of ... online media campaigns and programs for agency clients (eg auction/ exchange based performance media, audience-based buying, remarketing campaigns) both… more
- State of New York Mortgage Agency (New York, NY)
- …to be carried in the legal department, at the discretion of the Senior Vice President/General Counsel and the Deputy Counsel for Compliance. QUALIFICATIONS: + ... - Subject to approval, every year eligible employees may exchange previously earned and accrued vacation time in return...(at employee's daily rate of pay at time of exchange ) + Access to Plum Benefits - savings on… more
- Publicis Groupe (New York, NY)
- …Analyst is responsible for identifying and implementing optimizations as approved by senior team members and clients. They provide input in the construction of ... online media campaigns and programs for agency clients (eg auction/ exchange based performance media, audience-based buying, remarketing campaigns) both… more
- MUFG (New York, NY)
- …and regulatory guidelines + Report and present Counterparty Credit Risks to senior management, risk committees, and regulators + Work with the risk analytics ... disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3)...1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with… more
- MUFG (New York, NY)
- …+ Prepare and present committee packages and supplemental information to senior management + Continuous development and enhancement of existing liquidity management ... disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3)...1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with… more
- MUFG (New York, NY)
- …and deliver performance reporting, KPIs, and strategic business updates to senior management. * Facilitate interactions between front office, finance, legal, risk, ... disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3)...1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with… more
- NBC Universal (New York, NY)
- …well as identifying, developing, and implementing strategies for mitigating foreign exchange risk across all NBCUniversal's portfolio of businesses including Media, ... operational support and financial modelling that will be utilized by senior and executive leadership for strategic planning and decision-making purposes across… more
- MUFG (New York, NY)
- …+ Assist in the preparation of Compliance reports for Compliance Management, Senior Management, Executive Committees, and Risk Committees etc. as required. In ... disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3)...1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with… more
- MUFG (New York, NY)
- …and aligned with business priorities-not just regulatory checkboxes. + Engage Senior Stakeholders: Facilitate strategic working sessions with executives to align ... disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3)...1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with… more