- US Bank (Denver, CO)
- …Prepares exchange listing documents and coordinates reporting needs for new Exchange Traded Funds ( ETF ), oversees daily production of required ... and answering any operational questions that arise for all ETF clients. Responsible for primary contact with fund...General knowledge of NSCC eligibility requirements, capital markets and exchange listing rules + Understanding of ETF … more
- Aegon Asset Management (Denver, CO)
- …Assist in the implementation of Transamerica, Exchange Traded Funds ( ETF ) and separately managed account (SMA) fund -related initiatives. + Lead the ... related initiatives such as mergers, sub-adviser changes, liquidations, and new fund launches. Assist in communicating changes to policies and procedures, and… more