- Mizuho Corporate Bank (New York, NY)
- …+ Know Bank rules and direct legal questions to Americas Legal and Compliance . Complete compliance training, review relevant materials, and follow the Code ... or sanctioned parties to the OFAC Officer. Adhere to all guidance from Compliance OFAC Officer. Understand OFAC regulations for Loan operations. Manage loan data… more
- SMBC (New York, NY)
- …from the ground up, design and implement a robust legal and regulatory compliance framework in partnership with Compliance colleagues, and educate the internal ... impacting the investment management business. Collaborate closely with legal and compliance colleagues across SMBC Group. + Draft, review, and negotiate transaction… more
- The Estee Lauder Companies (Long Island City, NY)
- …that technology investments deliver maximum value, support innovation, and maintain compliance . This is a high-impact leadership role within a fast-paced ... explore joint innovation opportunities. + Manage vendor risk, including cybersecurity, compliance , and business continuity. **4. Governance, Compliance & Risk… more
- JPMorgan Chase (New York, NY)
- …Global Private Bank (sales) functions, as well as Technology, Legal, Risk, Compliance , and Marketing, to design and deliver solutions that enhance client experience ... communication, and alignment of strategies. + Work closely with legal, risk, compliance , and controls teams to ensure mortgage products comply with regulatory… more
- JPMorgan Chase (New York, NY)
- …changes in connection with market conditions, portfolio related issues or regulatory compliance + Partner with credit underwriting to ensure proper resources to ... Commercial Real Estate account maintenance, loan closing, credit administration and compliance procedures + Ability to communicate and recommend advice-driven credit… more
- JPMorgan Chase (New York, NY)
- …accurate records for inspections, certifications, maintenance activities, and regulatory compliance , preparing reports for management and stakeholders as needed. + ... Select, negotiate with, and oversee external vendors and service providers, ensuring high-quality work and adherence to contract terms. + Work closely with property management, occupants, and other stakeholders to address engineering-related concerns and… more
- JPMorgan Chase (New York, NY)
- …as bespoke solutions. + Partner with business analysts, core technology, legal/ compliance , operations, and sales and trading teams to ensure product functionality ... is optimized. + Produce in-depth analysis of product usage, client trends, trading performance, and revenues. + Leverage analytical skills to analyze large data sets and provide actionable results to drive product evolution and client product usage. + Maintain… more
- Rochester Housing Authority (Rochester, NY)
- …Union Contract, Affirmative Action, hiring and termination practices, employee benefits, and compliance with Civil Service and other laws and regulations as they ... apply to employment; Establishes and maintains appropriate relationships with and acts as the primary representative to: State, Federal, and local administrative officials, tenant representatives, public and private organizations and the press; Prepares and… more
- University of Rochester (Rochester, NY)
- …of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance Executive for Academic and Central Administration (CCE) serves ... the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director...degree. Required + A minimum of 7 years of executive -level experience managing compliance programs in a… more
- TD Bank (New York, NY)
- …banking Functions including M&A, Debt and Equity Capital Markets. The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... you more specific details for this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join our team in New York City.… more