- Capital One (New York, NY)
- …a part of a community of technical experts working to define the future of banking in the cloud. You will work alongside our talented team of developers, machine ... Capital One's engineering teams, come join us in our mission to change banking for good. Key responsibilities: + Articulate and evangelize a bold technical vision… more
- MUFG (New York, NY)
- …First Line of Defense (FLOD) markets and trading operational risk activities and compliance with the Markets and Trading Risk Framework and risk policies. + Manage ... experience presenting to senior level management. + Experience interfacing with banking /financial services industry regulators The typical base pay range for this… more
- MUFG (New York, NY)
- …stay up to date on themes & market flows. + Close collaboration with Banking and Syndicate for business development + Stay up to date with regulatory requirements ... On-board clients in coordination with the firm's credit, legal, compliance , and operations teams + Mentor and train junior...state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles'… more
- MUFG (New York, NY)
- …and collaboration with Credit/Risk Teams + Be accountable for ensuring compliance with all internal and external regulations, guidelines, standards and procedures ... minimum 10 years of experience in structured and/or investment banking with significant background in aviation finance, focused on...state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles'… more
- RGP (Manhattan, NY)
- …and insurance industries. On this particular team, you'll focusing on compliance , advisory, and tax consulting solutions. + Manage tax consulting projects ... calculations, and tax returns prepared by team members to ensure accuracy and compliance with current tax laws and regulations. + Lead and manage federal and… more
- Bank of America (New York, NY)
- …CFA, CPA) preferred * Experience in any of the following areas: Operations/Finance/Risk/ Compliance * Strong knowledge of financial markets, banking industry, ... on completeness, accuracy, and timeliness * Executes control practices, including compliance with all regulatory and policy requirements, including data quality… more
- TD Bank (New York, NY)
- …**Pay Detail:** $150,000 - $150,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill ... portfolio of capital markets regulatory agreements globally, ensuring regulatory compliance across specific trading products and jurisdictions, while aligning with… more
- American Express (New York, NY)
- …standards and developing innovative tools that automate controls to ensure compliance . Colleague Enablement: this pillar is focused on colleague development, ... Experienced level understanding of relevant SDLC methodologies, practices and compliance policies/procedures + Deep business capability domain knowledge relative to… more
- American Express (New York, NY)
- …Find your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization ("GRC") is an independent risk management function, led by the Chief ... + Minimum of 2 years of experience in risk, compliance , legal, or regulatory roles (or related), ideally in...local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair… more
- American Express (New York, NY)
- …of business. The team will work in coordination with the Global Financial Crimes Compliance (GFCC) team within the Global Risk & Compliance organization. **Role ... local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair...Hiring Ordinance. For positions covered by federal and/or state banking regulations, American Express will comply with such regulations… more