- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing ... fair and equitable compensation opportunities to all colleagues. Growth...this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements… more
- TD Bank (New York, NY)
- …to detail, data evaluation and the ability to comprehend complex compliance related business issues. + Self-starter with ability and penchant for learning new ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is...$125,000 - $140,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing ... fair and equitable compensation opportunities to all colleagues. Growth...specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory … more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of ... the Audit team, the candidate will focus on operational and compliance audits, including operations of investment (securities and transactions). Responsibilities: +… more
- American Express (New York, NY)
- …and regulatory compliance . The ideal candidate will bring experience in data governance, issue and risk management, and a strong background in financial ... in this role?** This role is part of the Data Issue Management & Risk Monitoring function within the...local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair… more
- American Express (New York, NY)
- …are part of a team responsible for supporting activities for the day-to-day compliance with the Enterprise Data Management Operating Policy within your ... help us define the future of American Express. Enterprise Data Management & Products (EDMP), a key part of...local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair… more
- American Express (New York, NY)
- …impact in this role?** **Model Risk Management Group (MRMG) within Global Risk Banking and Compliance Group, is responsible for the independent risk management ... you can work with one of the most valuable data sets in the world to identify insights and...local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair… more
- US Bank (New York, NY)
- …a specialized finance group within Wholesale, Corporate, Commercial and Institutional Banking (WCIB), provides a range of working capital finance solutions for ... go to market execution leadership for our Business Intelligence Team which supports data management, reporting and data analytics. The Head of Business… more
- Chemung Canal Trust Company (Elmira, NY)
- …resolution by appropriate personnel in relation to the Bank's Complaint Policy. + Works with Fair & Responsible Banking Officer on CRA and Fair Lending ... for performing a variety of duties across multiple departments and units supporting compliance needs and other duties as assigned. + Schedules and performs … more
- M&T Bank (Buffalo, NY)
- …time frames with minimal direction from audit management. + Incorporate the use of data analytics throughout all phases of the audit process. + Inform and clearly ... their skills and experience. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards… more