- TD Bank (Charlotte, NC)
- … Testing Team Summary:** **U.S. Compliance Testing sits within second line Compliance and is responsible for the execution of independent, risk-based ... regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst is responsible for executing independent… more
- American Express (Apex, NC)
- …knowledge of key US banking regulations (eg, BSA/AML, UDAAP, Reg Z, Fair Lending). + Experience supporting compliance or operational risk within a business ... (eg, UDAAP, Fair Lending, Privacy, BSA/AML). + Track and remediate compliance issues and control gaps identified through monitoring, audits, or regulatory exams.… more
- American Express (Apex, NC)
- …in a business-aligned or first line of defense role. + Good command in banking regulations and compliance frameworks, including but not limited to: + ... Express. **How will you make an impact in this role?** Technology Control & Compliance is seeking an experienced and strategic Director - First Line of Defense… more
- American Express (Charlotte, NC)
- …of the entity. As an independent risk management function, GC&E is responsible for overseeing the organization's compliance with regulatory expectations through ... reports. * Prioritize testing based on regulatory requirements, risk assessments, and emerging compliance issues (eg, AML, UDAP, Fair Lending, BSA, Privacy and… more
- City National Bank (Charlotte, NC)
- …years of financial services experience *Additional Qualifications* * Advanced knowledge of banking compliance laws and regulations, as related to mortgage ... COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible ...including exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance… more
- TD Bank (Charlotte, NC)
- …**Pay Details:** $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- Guidehouse (Charlotte, NC)
- …of defense), ideally with a Global Systemically Important Bank (GSIB). + Banking regulations, compliance , and risk management requirements. + Experience with ... + Identify, assess and mitigate risks associated within financial systems and core banking platforms + Work with business units and process owners to map processes,… more
- Guidehouse (Charlotte, NC)
- …and/or big bank compliance (first or second line of defense) + Banking regulations, compliance , and risk management requirements + Risk and controls current ... operational risk, or technology risk roles-preferably within financial services or banking technology environments + Compliance and risk assessment processes… more
- Bank of America (Charlotte, NC)
- …global counterparts to ensure consistent practices across the firm. This job is responsible for executing second line of defense compliance and operational risk ... Compliance & Operational Risk Manager - Americas Control...power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities… more
- American Express (Charlotte, NC)
- …of American Express. How will you make an impact in this role? Global Compliance and Ethics (GCE), is responsible for establishing and maintaining a robust ... key member of the 2nd Line of Defense (2LOD) Compliance Risk Management team responsible for designing,...local laws, including, but not limited to, the California Fair Chance Act, the Los Angeles County Fair… more