- US Bank (New York, NY)
- …Bank, NA for reasonableness and accuracy. Prepare and complete transfer agent audit request and information for SEC Exams. Review and approve shareholder statements, ... consistent with the requirements of Section 19 of the Federal Deposit Insurance Act (FDIA). In addition, certain positions...FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those… more
- TD Bank (New York, NY)
- …management / control function partners (eg Risk, Legal, Compliance, AML and Audit ) to assess risks, develop and implement proactive strategies, tactics and programs ... protected veteran or any other characteristic protected under applicable federal , state, or local law. If you are an...accommodation needed to assist you with the applicant process. Federal law prohibits job discrimination based on race, color,… more
- TD Bank (New York, NY)
- …Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **Job Accountabilities:** + ... protected veteran or any other characteristic protected under applicable federal , state, or local law. If you are an...accommodation needed to assist you with the applicant process. Federal law prohibits job discrimination based on race, color,… more
- Compass Group, North America (New York, NY)
- …but not limited to monthly and fiscal close, internal and external audit reporting; manages report preparation and distribution + Maintains inventory and cost ... driving history), in a manner consistent with all applicable federal , state, and local laws, including the City of...and/or unpaid time off benefits in accordance with applicable federal , state, and local laws. For positions in Washington… more
- IHG (New York, NY)
- …security compliance, life safety systems, and maintenance projects while adhering to federal , state, and local regulations, as well as IHG brand standards. **Duties ... a safe and secure hotel environment through enforcement of safety procedures and federal , state, and local compliance. + Oversee fire and life safety systems,… more
- TD Bank (New York, NY)
- …plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global ... protected veteran or any other characteristic protected under applicable federal , state, or local law. If you are an...accommodation needed to assist you with the applicant process. Federal law prohibits job discrimination based on race, color,… more
- TD Bank (New York, NY)
- …for detecting market abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis and evaluation. + ... protected veteran or any other characteristic protected under applicable federal , state, or local law. If you are an...accommodation needed to assist you with the applicant process. Federal law prohibits job discrimination based on race, color,… more
- TD Bank (New York, NY)
- …and surveillance enhancements. + Issues Management: Track and manage Regulatory and Audit Findings related to surveillance to ensure that such findings are properly ... protected veteran or any other characteristic protected under applicable federal , state, or local law. If you are an...accommodation needed to assist you with the applicant process. Federal law prohibits job discrimination based on race, color,… more
- St. George's University (Great River, NY)
- …ensuring compliance with institutional policies, accreditation standards, and state/ federal regulations. A champion of innovation, the Registrar drives ... policies that ensure compliance with FERPA, institutional regulations, and federal /state requirements. + Evaluate registrar operations against national and… more
- Public Consulting Group (Albany, NY)
- …core services for clients include: * Operational Reviews and Strategy * Program Audit or Analysis * Strategy Development * Financial Analysis and Strategy * Support ... or parental status, or any other status protected under federal , state, or local law. PCG will not tolerate...sexual orientation, gender identity, protected veteran status, or status as a qualified individual with a disability. VEVRAA Federal … more