- TD Bank (New York, NY)
- …Conduct **Employee/ Team Accountabilities:** + Participates fully as a member of the team , support a positive work environment that promotes service to the ... talents and experiences enable us to provide critical infrastructure services that support and/or control the trading, investment, and corporate banking functions of… more
- S&P Global (New York, NY)
- …of Management Action Plans (MAPs) that address regulatory, compliance and internal audit findings. + Support and deliver training on policies, procedures, ... **Grade Level (for internal use):** 12 The In-Business Controls team within the Ratings division is dedicated to ensuring...values integrity, transparency, and a proactive risk & control support for the 1st Line, ensuring that we consistently… more
- Grant Thornton (New York, NY)
- …for the Risk, Compliance & Controls Practice - all with the resources, environment, and support to help you excel. From day one, you'll be empowered by the greater ... Risk team to help clients make the moves that will...but are not limited to co-sourced and outsourced internal audit , internal control assessments, enterprise risk management program design… more
- TD Bank (New York, NY)
- …Manager, Compliance Governance & Operations leads, develops and oversees a dynamic team of Compliance CGO professionals who conduct support , facilitation and ... to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is responsible for developing an...high risk issues + Works closely with executive management team to support the development of CGO… more
- Arrow Financial Corporation (Glens Falls, NY)
- …Senior Manager as needed. Leads training and writes procedures within the Deposit Services team . ESSENTIAL JOB FUNCTIONS: > Review and audit random samplings of ... Financial Corporation is seeking dynamic, authentic individuals to join our amazing team ! Currently, we are looking for an experienced professional to join Deposit… more
- TD Bank (New York, NY)
- …more resilient and scalable compliance risk management function. As part of our team , you'll play a key role in reshaping compliance structures and processes, ... driving innovation at every level. Here, each team member has a chance to make a tangible...to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is responsible for developing an… more
- Quantexa (New York, NY)
- …engagements, as well as wider commercial obligations. A strong understanding of federal security frameworks is essential particularly the application of NIST SP ... 800-53 controls for federal information systems and NIST SP 800-171 for the...developments. As a key member of the Information Security team , you will act as a trusted advisor across… more
- Highmark Health (Albany, NY)
- …and other management reporting deliverables.Review all work prepared by less experienced team members to ensure audit quality standards are consistently met ... This job works collaboratively riskacross Highmark Health clinical areas to support clinical quality auditing, The Senior Risk Compliance Analyst is responsible… more
- Grant Thornton (New York, NY)
- The Senior Associate will support complex valuation engagements across the alternative credit spectrum, with a primary focus on illiquid private credit investments ... and auto loans, and small business lending. The role will also include secondary support for structured products such as CLOs, RMBS, and ABS. The ideal candidate… more
- City of New York (New York, NY)
- …for meetings, documentation and/or information. Supervise and guide the work of the EEPC's audit team to ensure all audits are completed in accordance with the ... York City government in its efforts to comply with federal , state, and City equal employment opportunity requirements. We...be responsible for but not limited to the following: Support the EEPC Board of Commissioners by scheduling Board… more