- Moss Adams LLP (Houston, TX)
- ** Financial Institutions Consulting Senior - Regulatory Compliance ** **Description** At Moss Adams, we champion authenticity. For us, that means fostering a ... complex and interesting business challenges. **Introduction to the team** The Financial Services group provides regulatory compliance , internal audit,… more
- Santander US (Dallas, TX)
- …and effectiveness of key processes and controls designed to address state and federal compliance , escalating control gaps or deficiencies, any violations of law, ... Regulatory Compliance Testing - Senior Advisor Country:...space. + In-depth knowledge and understanding of state and federal Financial Services risks, rules, laws, regulations,… more
- Navient (Austin, TX)
- …are about our mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr. Compliance ... Manager - Head of 1st Line of Defense Compliance .** **As the Senior Compliance ...but not required. + Prior experience working as a federal or state consumer financial regulator is… more
- Coinbase (Austin, TX)
- …connection, and alignment. Attendance is expected and fully supported. As the Senior Manager, Compliance Operations at Coinbase, you'll lead the charge ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be the mastermind… more
- MUFG (Irving, TX)
- …(GFCD) Quality Assurance (QA) team organizationally resides within the Global Financial Crimes Compliance (FCC) Program Management department. GFCD works ... Reviewer, you will contribute to the operation of the financial crime compliance framework. Thus, your responsibilities...in a "business as usual" environment to mitigate the financial crime risks. The Americas GFCD Senior … more
- Bank of America (Dallas, TX)
- …to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management ... Global Financial Crimes Senior Investigator (Brokerage) Charlotte,...Coaching + Fraud Management + Quality Assurance + Regulatory Compliance + Investigation Management + Policies, Procedures, and Guidelines… more
- NASCO (Austin, TX)
- **Overview** The Senior Corporate Counsel, Compliance & Commercial operates under general direction and is responsible for providing legal and regulatory ... and drafts complex commercial transactions, including technology agreements, and provides compliance guidance and support throughout the organization to ensure our… more
- Cherry Bekaert (Austin, TX)
- …practice, we have an excellent opportunity for a ** Senior Associate (Consumer Compliance )** to join our ... audit, regulatory compliance and risk management services to banks and financial institutions. As the level of regulatory and business complexity continues to… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member of the...2241 and the Global Research Settlement. + Knowledge of Federal Reserve Bank Regulations relating to corporate lending activities.… more
- Humana (Austin, TX)
- …illness, surgery or hospitalization. The Home Solutions Finance team is seeking a Senior Financial Analytics Professional. This individual will work across the ... We are looking for a self-starter with a successful analytical, financial analysis, strategic and technical background, proven work ethic, and entrepreneurial… more