- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Summary:** The Advisory Supervision team provides fiduciary oversight of Investment Adviser Representatives (IARs) in accordance with SEC regulations and ... investment advisory is expected to conduct reviews which can include - fiduciary and investment advisory reviews consistent with the Investment Advisers ACT of… more
- Bank of America (Naples, FL)
- …and Trust Market Leadership, ensuring adherence to investment policy standards and fiduciary administration policies, as well as risk and compliance standards. The ... client satisfaction and retention o Drives delivery of the investment and fiduciary platform credit and banking solutions and enterprise capabilities to clients o… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …approach to risk identification and mitigation, especially tailored to banking and fiduciary service operations. You will serve as a trusted advisor to senior ... to enterprise-wide AML risk assessments, particularly with insights specific to fiduciary relationships and bank products + Foster a high-performing team culture… more
- Xerox (Tallahassee, FL)
- …non-ERISA employee benefit plans, executive compensation, proxy CD&A, and plan fiduciary responsibilities Draft and review plan documents and board resolutions. ... Advise applicable benefits committees on their roles, ensure appropriate fiduciary training is provided, and perform corporate governance responsibilities as… more
- DR Horton, Inc. (Tallahassee, FL)
- …financial projections. Act as the conscience of the division, involving fiduciary responsibilities, business process improvement, and challenging the thinking and ... the following. Other duties may be assigned. * Assume the fiduciary responsibility of enforcing the operating procedures and policies established by… more
- Citigroup (Miami, FL)
- …a Private Banker in delivering consistently high quality banking, credit, trust, fiduciary , capital markets and investment services to target market clients + ... + Strong verbal and written communication skills. + Knowledge of banking, fiduciary , credit and investments required. + Excellent client facing service experience… more
- Lincoln Financial (Tallahassee, FL)
- …and third-party administrator as needed. * Serve as a member of the fiduciary investment committee that monitors the investment funds used to track deferred ... regulations. * Experience working with or participating in investment or fiduciary committees is preferred. * Strong analytical, project management, and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …with client agreements as well as profitability goals balanced with fiduciary expectations. + Establish and monitor robust internal control frameworks tailored ... to fiduciary operations, ensuring audit readiness and regulatory compliance. + Remain up to date with current accounting pronouncements that impact business;… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …management professionals, and distribution partners. + Ensure regulatory compliance and fiduciary alignment with industry standards, including SEC, FINRA, and other ... landscape governing the asset management business, including compliance and fiduciary requirements. + Business strategy, corporate finance, and organizational… more
- PNC (Vero Beach, FL)
- …to servicing clients. The team of advisors includes Banking Advisor, Fiduciary Advisor, Investment Advisor, Wealth Strategist, and Relationship Strategist + ... **Institutional Asset Management (IAM** **):** PNC Institutional Asset Management has been providing Outsourced Chief Investment Officer (OCIO), Fixed Income and Defined Contribution and Defined Benefit Retirement Solutions for corporations, nonprofits,… more