- Citizens (New York, NY)
- …and Private Wealth Management organizations together with the Bank's Trust and fiduciary services and the newer Citizens Trust Company of Delaware. Location: New ... York, NY; Boston or Westwood, MA; Stamford, CT; or Johnston, RI preferred but other areas where Citizens has significant offices will be considered. Primary responsibilities include + Advise senior management and other stakeholders on a wide range of legal and… more
- US Bank (New York, NY)
- …wealth planning, business succession planning, family governance, and trust and fiduciary advisory, with a special focus on Risk Management. The WPIS ... will have an independent ability to provide solutions for the client's financial status using the most advanced tax, wealth transfer, business structure and protection strategies, and will help implement these strategies working with the client's external and… more
- Axis (New York, NY)
- …within specialized insurance sectors. The selected individual will also have exposure to Fiduciary Liability claims. **What Will You Do In This Role?** + Serving as ... a Claims Specialist focused on Employment Practices Liability Claims within AXIS' North America Claim team. + Determining the appropriate valuation of complex claims, recommending settlement strategies, adhering to company policies, and collaborating with… more
- BlackRock (New York, NY)
- …Risk & Quantitative Analysis (RQA) group provides independent oversight of BlackRock's fiduciary and enterprise risks. RQA's mission is to advance the firm's risk ... management practices and to deliver independent risk expertise and constructive challenge to drive better business and investment outcomes. RQA's risk managers play a meaningful role in BlackRock's investment process, using quantitative analysis and a… more
- MTA (New York, NY)
- …statistics to the Diversity Committee of the MTA Board of Directors. Daily fiduciary duties of the DCDIO, DEO include the administration of state and federally ... mandated programs and activities to ensure inclusion and nondiscrimination and the review, monitoring and audit of all agency MTA -wide activities to ensure compliance with state and federal regulatory and policy requirements as they relate to equal… more
- MTA (New York, NY)
- …on (The Agency's) compliance statistics as it relates to equal opportunity. Daily fiduciary duties of the ACEOO include the administration of (The Agency's) EEO ... Program and Title VI Program, assessing (The Agency's) activities, initiatives and strategies to ensure diversity, inclusion and nondiscrimination; and the review, monitoring and audit of (The Agency's) policies and procedures to ensure compliance with local,… more
- JPMorgan Chase (New York, NY)
- …Advisers Act of 1940, and/or US insurance regulations + Knowledge of fiduciary duties, trust law, and/or ERISA regulatory requirements + Intellectual curiosity and ... adaptability to tackle emerging legal challenges in rapidly evolving areas of law JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent… more
- Tompkins Community Bank (Rochester, NY)
- …preferred. + Comprehensive knowledge of current wealth management regulations, fiduciary standards, and industry best practices. + Exceptional interpersonal and ... communication skills with the ability to build, influence, and maintain strong, long-term client and stakeholder relationships. + Proven track record of driving business growth, profitability, and strategic market development. + Demonstrated leadership… more
- Wellington (New York, NY)
- …a growth mindset regarding technical skills (eg coding, AI, etc.), uphold fiduciary responsibilities and possess a flexible mindset with the desire to learn/grow ... and contribute in a Team setting. In addition, the Analyst will regularly interact, collaborate and share research with other investment professionals across our global investment platform, including other credit analysts, equity analysts who cover similar… more
- SMBC (New York, NY)
- …on institutional asset management. + Deep expertise in SEC compliance, fiduciary standards, Investment Advisers Act, and other asset management regulations. ... Experience working at a bank-affiliated investment adviser preferred. + Ability to provide adaptive, proactive legal coverage for a nascent investment adviser. Self-motivated, independent, and able to multi-task and prioritize effectively in a fast-paced… more