• Compliance Business Oversight Manager…

    TD Bank (Charlotte, NC)
    …+ **Relevant certifications preferred such as Certified Fiduciary & Investment Risk Specialist (CFIRS) or Certified Trust and Fiduciary Advisor (CTFA).** ... bank subsidiary, a focus on securities investment management and fiduciary activities, state insurance regulatory requirements and securities regulatory requirements… more
    TD Bank (09/30/25)
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  • Senior Compliance Business Oversight Analyst

    TD Bank (Charlotte, NC)
    …client-facing Distribution teams are both securities-registered and insurance-licensed. Additionally, the Trust Advisors support both personal and corporate ... the lending activities of Wealth Banking.** **In this position, the Compliance Specialist will be supporting the Wealth Banking, TD Wealth Management Services, Inc… more
    TD Bank (10/12/25)
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  • Wealth Advisor III

    Truist (Charlotte, NC)
    …client service and business development efforts (eg credit, mortgage, planning, investment, trust and fiduciary services, and insurance services) in a manner ... comprehensive wealth management advice and solutions. Utilize objective and sound personal financial planning and financial advisory concepts to provide an… more
    Truist (09/30/25)
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  • Audit Manager II-Wealth Management

    City National Bank (Charlotte, NC)
    …governance processes, system of internal controls for the Wealth Management platform: Personal and Employee Benefit Trust Administration, Retirement and Custody ... Or * CIA - Certified Internal Auditor Or * CFIRS - Certified Fiduciary and Investment Risk Specialist Or * CFA - Charter Financial Analyst Or * CAMS - Certified… more
    City National Bank (09/24/25)
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