• FR2004 Regulatory Reporting, AVP

    MUFG (New York, NY)
    …for the Flow Products Rates and Credit Trading Desks and Institutional Investor Sales Desks. RESPONSIBILITIES + In depth knowledge of the various FR2004 reporting ... on any Client queries. QUALIFICATIONS + Bachelor's degree in finance , economics, or a related field + 2+ years...+ 2+ years of experience in a similar business analyst or market operations role, preferably within a broker-dealer… more
    MUFG (06/08/25)
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  • Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …engages with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. The ... strategic guidance and independent oversight of the surveillance output and analyst dispositions of alerts, and suggested enhancements to the program. Through… more
    TD Bank (06/07/25)
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