- TD Bank (New York, NY)
- …implementing a robust Compliance training program, including: + Conducting periodic risk -based needs analysis for in-scope business lines + Developing and ... to effectively report on the status of Compliance regulatory initiatives to senior management, relevant boards and external stakeholders. + Support development of… more
- JPMorgan Chase (New York, NY)
- …with their business in more than 100 countries. We provide strategic advice, raise capital , manage risk , and extend liquidity in markets around the world. ... products across asset classes and help clients structure solutions that manage risk , enhance yield, and solve complex financial problems. As an Interest Rates… more
- TD Bank (New York, NY)
- …by regulators covering various businesses, functions and topics, including operations, finance , regulatory reporting, and sales and trading, and prepare business ... of other firms + Conducts/oversees complex analysis and develop recommendations for business/ senior management based on findings + Interprets the impact and advise… more
- TD Bank (New York, NY)
- …operational excellence of our voice recording platforms supporting our Wholesale Finance Global Markets business. This role centers on infrastructure design, system ... with stakeholders to prioritize features and improvements based on risk , impact, and value. + Work with Front Office,...team. **BREADTH & DEPTH:** + Works independently in a senior /lead role on a diverse range of tasks. May… more
- Aflac (New York, NY)
- …seeks to maximize risk -adjusted returns subject to our liability profile and capital requirements and generates in excess of $3.0 billion a year in net ... all middle and back office operational processes which primarily includes supporting senior members of the team with: funding requirements and wire processing, cash… more
- CIBC (New York, NY)
- …the preparation of written responses to regulatory exams and inquiries; + Performing risk assessments of US regulatory requirement group topics to determine risk ... + 4-year undergraduate degree; + Minimum 5-7 years of capital markets Compliance or Legal experience (two years or...regulatory matters and provide clear and insightful guidance to senior management and trading personnel; + Ability to manage… more
- BlackRock (New York, NY)
- …management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary, and individual ... efficient indexing strategies designed to gain broad exposure to the world's capital markets. Our clients can access our investment solutions through a variety… more
- Wells Fargo (New York, NY)
- …pricing and risk systems for financial institutions; * Experience with capital markets, derivative pricing, valuation techniques and risk analytics; * ... business problems. Conduct research on trading cost models, liquidity models, risk models, portfolio construction methodology, and signal generation. Resolve issues… more
- TD Bank (New York, NY)
- …to effectively report on the status of Compliance regulatory initiatives to senior management, relevant boards and external stakeholders. + Support development of ... JD preferred but not required + Knowledge of operations, finance , regulatory reporting, sales and trading, at a global...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- TD Bank (New York, NY)
- …Media is responsible for providing structure, marketing and execution activities supporting senior members of the team. May on a rotational basis provide ... a deal team under the overall direction of a senior officer + Researches and analyzes clients' financial situations,...+ You are required to demonstrate governance, control and risk management behaviors in alignment with TD policies and… more