- Wells Fargo (Beverly Hills, CA)
- …and client service excellence. + Bachelor's degree or higher in business, finance , economics, or a related field. + Advanced certifications in lending, credit ... or 66 must be completed prior to conducting Investment Advisory business. Compliance with state law registration and licensing requirements is mandatory. In addition… more
- Robert Half Office Team (Los Angeles, CA)
- …at our main HR office, ensuring responsive employee support and effective compliance coordination. Responsibilities: * Digitize and maintain employee records in both ... electronic and physical formats, ensuring compliance with state and federal standards. * Conduct background...We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and… more
- Indeed (San Francisco, CA)
- …Using data-driven insights, you'll assess risk mitigation, boost resilience, ensure compliance , and improve operational effectiveness. We are seeking an experienced ... IT auditor with excellent technology risk and compliance capabilities. The right person for this role will thrive in a dynamic, high-growth technology company. You… more
- Robert Half Legal (San Diego, CA)
- Description Financial Services Company Seeks Senior Attorney Focused on Broker-Dealer Compliance & FINRA Arbitrations About Firm & Position: A well-established ... services organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its growing corporate legal department. This position will… more
- Deloitte (San Francisco, CA)
- …a merger or acquisition, a global ERP implementation, maintaining compliance with multi-jurisdictional business transactions, or streamlining a multinational supply ... chain. + Help clients reduce costs and manage tax compliance risk while increasing confidence that nothing has been missed + Work with technology-based compliance… more
- Southern California Edison (Pomona, CA)
- …position plays a key role in contract management and is responsible for ensuring compliance with Rule 21 and associated regulatory requirements. As a Rule 21 Senior ... includes analyzing legal language, financial implications, performance metrics, and compliance requirements to ensure contracts align with organizational objectives… more
- Robert Half Finance & Accounting (Hayward, CA)
- …This leadership role will focus on managing financial operations, ensuring compliance , and driving efficiency across various accounting functions. The ideal ... will have extensive experience in financial oversight, team management, and compliance within the healthcare or non-profit sectors. Responsibilities: * Establish and… more
- Grant Thornton (Newport Beach, CA)
- …in addressing risk in both proactive and responsive contexts for the Risk, Compliance & Controls Practice - all with the resources, environment, and support to ... systems. This includes areas such as revenue cycle optimization, billing, and compliance with regulatory standards. From day one, you'll be empowered by the… more
- Healthpeak Properties, Inc. (South San Francisco, CA)
- …+ Manage properties proactively + Responsible for tenant satisfaction and lease compliance + Develop and maintain strong working relationships with our tenants and ... vendor invoices and ensure timely and accurate payment + Ensure operational compliance (ie, vendor contract reviews, insurance certificate compliance , tenant… more
- Robert Half Finance & Accounting (Fremont, CA)
- …and maintenance of programs designed to ensure workplace safety and environmental compliance . The ideal candidate will play a vital role in fostering a ... * Develop and enforce safety policies and procedures to maintain compliance with environmental and workplace regulations. * Conduct regular safety audits… more