- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Design and implement workflows and processes derived from data provided by compliance teams to support enterprise-wide objectives. + Develop and maintain project ... tracking frameworks and templates for PCG Compliance verticals to ensure consistency and efficiency. + Create...in the securities industry. + Principles of banking and finance and securities industry operations. + Financial markets and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Manages the preparation, consolidation and delivery of monthly and quarterly Compliance reports for senior leaders. + Collaborates with cross-functional teams to ... gather, validate and analyze Compliance data to ensure accuracy and completeness. + Develops...in the securities industry. + Principles of banking and finance and securities industry operations. **Skill in:** + Gathering,… more
- Wolters Kluwer (Plantation, FL)
- **Senior Sales Operations Analyst (Legal/ Compliance ) - Hybrid (CT/ET) R0052590 | FCC | HQ SCOE - CS/C T Corporation System** **Summary** The **Senior Sales ... serve as the **primary liaison between Sales and Legal, Finance , Marketing, and Enablement Business Partners.** **About US** :… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Helps drive Compliance strategic direction toward Information Technology, Information Security, Data governance, ... regulatory obligations and dependencies. + Develop, maintain, and enforce IT compliance policies and standards and ensure alignment with enterprise governance… more
- Coinbase (Tallahassee, FL)
- …connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance ... regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst, Compliance TMS Operations within the CX Compliance team, you… more
- Kelly Services (Pinellas Park, FL)
- …great, new opportunity. Join the Kelly(R) Professional & Industrial team as a ** Compliance Administrator.** **Why you should apply to be a Compliance ... Contract, 6 months **What's a typical day as a Compliance Administrator? You will:** + Review and approve duty...for third-party brokers + Perform reconciliations and support monthly finance reporting + Assist with duty cross-charging to corporate… more
- American Express (Sunrise, FL)
- …US Investigations Unit (USIU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC). USIU ... with the Financial Crimes Enforcement Network (FinCEN) or refer cases to internal compliance partners for global reporting. USIU plays a vital role in ensuring … more
- BayCare Health System (Clearwater, FL)
- …dignity, respect, responsibility and clinical excellence. **Summary:** + Assist the Chief Compliance Officer to continuously develop the Health Plans Compliance ... + Plan, develop, and perform reviews and audits to monitor compliance with federal and state regulations/guidance, delegation oversight and internal policies… more
- Coinbase (Tallahassee, FL)
- …us as we scale worldwide. Essential to scaling is building and running a security compliance program that reflects how we protect the data and assets in our care, to ... If you love working with fast moving companies to grow and scale security compliance engines and create positive change across the business, we'd like to speak with… more
- Otsuka America Pharmaceutical Inc. (Tallahassee, FL)
- The Director, Quality & Compliance Training, is a senior leader within the Learning Center of Excellence under Global Quality. This role is responsible for ... and executing global training strategies for various functions (eg, Commercial, Finance , HR, Legal, and other General & Administrative areas). The position… more