- TD Bank (New York, NY)
- …will be part of the Operational Risk Management Team covering Treasury and Finance ._** _Recently the team's mandate has expanded to cover remediation work for the ... Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel etc.) +… more
- Citigroup (New York, NY)
- …providing other administrative tasks. **Responsibilities:** + Directly supports a C16 level manager and generally supports an entire department + Manages day to day ... calendar(s) of senior management + Coordinates all aspects of executive level manager appointments, meetings, receptions and conference calls + May prepare and… more
- SitusAMC (Albany, NY)
- …external distribution + Other activities as may be assigned by your manager Qualifications/ Requirements: + Bachelor's degree or equivalent from four-year College or ... in a highly regulated industry with adherence to internal and external compliance requirements related to AML, funds transfer policies, client confidentiality and… more
- Capital One (New York, NY)
- …payment networks + Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) certification At this time, Capital One ... AML Compliance Advisor Senior Manager Capital One...experience **Preferred Qualifications:** + Bachelor's Degree in Business Management, Compliance , Risk, Legal, Finance or Accounting +… more
- Capital One (New York, NY)
- …(CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) + ... Senior Audit Manager , Financial Crimes Compliance & AML...in Auditing, Master's Degree in Accounting, Master's Degree in Finance , or Master of Business Administration + Certified Anti-Money… more
- SMBC (New York, NY)
- …employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department ... of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide… more
- NBC Universal (New York, NY)
- …cadence with key stakeholders to include but not limited to Enterprise finance compliance teams, external and internal audit groups, company-wide legal ... Role Purpose: Reporting to the Vice President, Risk & Compliance , the Manager /Senior Manager , Risk...to design, establish/maintain, and manage a robust risk and compliance framework for Global Controllership including Global Finance… more
- Coinbase (Albany, NY)
- …Attendance is expected and fully supported. We are seeking an experienced Compliance Program Manager to oversee the execution of high-priority regulatory ... compliance with global AML regulatory bodies. The Program Manager will ensure the integration of regulatory requirements into...and Excel/Google Sheets. * A BA/BS degree in business, finance , and other related fields. *Nice to haves:* *… more
- WMCHealth (Poughkeepsie, NY)
- Regional Manager , Compliance - ONSITE Company: NorthEast Provider Solutions Inc. City/State: Poughkeepsie, NY Category: Executive/Management Department: ... Internal Applicant link Job Details: Job Summary: The Regional Manager , Compliance reports to the VP, Compliance… more
- TD Bank (New York, NY)
- …Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the Global Regulatory Change and Library ... Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the Global Regulatory Change and Library… more