- CIBC (New York, NY)
- …in the NY GCF structured credit financing business through our Insurance, Asset Manager and Hedge Fund clients + Risk manage Structured Product financing positions ... financing opportunities + Fundamental background with OFSI regulatory and capital control that governs Canadian bank regulatory policies + Optimize constrained… more
- SMBC (White Plains, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo Mitsui Finance … more
- M&T Bank (Buffalo, NY)
- …that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and ... within team. + Create configuration scanning plans that ensure compliance with internal policies and best practices; lead configuration scanning of most systems and… more
- M&T Bank (Buffalo, NY)
- …that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and ... plan validations as assigned, under supervision of a Lead Auditor or Manager . **Primary Responsibilities:** + Participate in audits by executing assigned tasks in… more
- M&T Bank (Buffalo, NY)
- …Identify risk-related issues needing escalation to management. + Maintain M&T internal control standards, including timely implementation of internal ... plan validations as assigned, under supervision of a Lead Auditor or Manager . **Primary Responsibilities:** + Participate in audits by executing assigned tasks in… more
- TD Bank (New York, NY)
- …training. + Assist the business on implementing and documenting various supervisory/ control mechanisms. + Participate in internal investigations, respond to ... compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory...team with focus on the fixed income and municipal finance sales and trading business lines including developing a… more
- M&T Bank (Buffalo, NY)
- …that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and ... experience + Experience with internal audit methodology + Solid understanding of internal control concepts + Experience evaluating adequacy of the controls +… more
- M&T Bank (Buffalo, NY)
- …that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and ... experience + Experience with internal audit methodology + Solid understanding of internal control concepts + Experience evaluating adequacy of the controls +… more
- Capital One (New York, NY)
- …on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. + You possess a relentless focus on quality ... in Finance , or Master of Business Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance … more
- Bank of America (New York, NY)
- …and the team comprises former traders, market risk managers, front office and finance quants, and regulators. The team leads many high-profile audits comprising both ... in the firm. **Responsibilities for this role include:** + Assessing the control environment effectiveness of market risk measurement and valuation processes within… more