- Bloomberg (New York, NY)
- …complex issues that come with being the world's leading financial news and information company . Our team is made of up of talented and hardworking professionals who ... team. **What's The Role?** As the Global Exam Management and Regulatory Inquiries Officer , you will work with the Global Regulatory Engagement Lead, the Chief Risk… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance advisory services ... for US Broker Regulatory Reporting process. + Ensuring compliance with the company 's regulatory requirements under the SEC, FINRA, MSRB, and other regulatory rules… more
- Marex (New York, NY)
- …(http://www.marex.com/) Purpose of Role: Marex is recruiting for a Surveillance Compliance officer to join their team in New York. The role will primarily ... + Other Surveillance services as assigned. + Ensuring compliance with the company 's regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable… more
- Bloomberg (New York, NY)
- …complex issues that come with being the world's leading financial news and information company . Our team is made of up of talented and hardworking professionals who ... **What's The Role?** As the Risk and Compliance Policy Officer , you will work with the Chief Risk Office...a critical role in assisting with the developing the company -wide Policy Program strategy. Your expertise will contribute to… more
- City National Bank (New York, NY)
- *CREDIT OFFICER LEAD CORPORATE BANKING* WHAT IS THE OPPORTUNITY? Participates in the loan management process by providing credit and loan underwriting expertise. Is ... credit training program is required. *Additional Qualifications* * College degree in Finance , Economics, Business Administration or a related field. * Experience in… more
- Regions Bank (Great Neck, NY)
- …**Job Description:** At Regions, the RAH Investor Sales and Servicing Capital Officer is responsible for investor activities and internal coordination in the ... is incentive eligible. **Requirements** + Bachelor's degree in accounting, finance or related field + Five (5) years of...and conditions. + Paid Vacation/Sick Time + 401K with Company Match + Medical, Dental and Vision Benefits +… more
- City National Bank (New York, NY)
- *CREDIT OFFICER LEAD CORPORATE BANKING - Food and Beverage * WHAT IS THE OPPORTUNITY? Participates in the loan management process by providing credit and loan ... is required. *Skills and Knowledge* * College degree in Finance , Economics, Business Administration or a related field. *...Las Vegas, Washington DC and Miami.* In addition, the company and its investment affiliates manage or administer $96.83… more
- Robert Half Office Team (New York, NY)
- Description We are looking for a dedicated Fundraising Officer to join our team on a long-term contract basis in New York, New York. This role offers an exciting ... companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative… more
- SMBC (New York, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the...Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo… more
- SMBC (New York, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the...Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo… more