- Raymond James Financial, Inc. (New York, NY)
- …Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision of a ... the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive strategic initiatives… more
- SMBC (New York, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the...Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo… more
- SMBC (New York, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the...Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo… more
- KeyBank (Syracuse, NY)
- …Street - Syracuse, New York 13202-1600 **Job Summary** The Mortgage Loan Officer (MLO) assists clients with the origination of residential mortgage loans, including ... experience (preferred) **Experience Qualifications** + 3+ years Experience as a loan officer in 1st mortgage production (preferred) + 3+ years Working knowledge of… more
- MUFG (New York, NY)
- …recruitment team will provide more details. **Position Summary:** Credit Officer role covering counterparties/clients based in the Americas. **Primary ... clearing houses, insurance companies, REITs, Mortgage originators and servicer and specialty finance companies. + As part of the counterparty assessment will perform… more
- Arrow Financial Corporation (Glens Falls, NY)
- …team! Currently, we are looking for an experienced professional to join the Finance team as: Senior Vice President (SVP), Corporate Controller & Principal Accounting ... Officer This opportunity may be perfect for you if...Accounting > Financial Reporting About this position: Oversee the Company 's operational accounting and financial reporting functions, including Sarbanes-Oxley… more
- S&P Global (New York, NY)
- …significant intellectual property. **The Impact:** The Analytic Quality & Validation Review Officer plays a pivotal role in ensuring the integrity and reliability of ... in debt/capital markets, credit analysis/research. + BA or BS in Business, Finance , or related field. Graduate degree preferred. + Ability to transfer sector… more
- SMBC (New York, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the...Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance advisory services ... for US Broker Regulatory Reporting process. + Ensuring compliance with the company 's regulatory requirements under the SEC, FINRA, MSRB, and other regulatory rules… more
- City National Bank (New York, NY)
- *CREDIT OFFICER LEAD CORPORATE BANKING* WHAT IS THE OPPORTUNITY? Participates in the loan management process by providing credit and loan underwriting expertise. Is ... credit training program is required. *Additional Qualifications* * College degree in Finance , Economics, Business Administration or a related field. * Experience in… more
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