- Coinbase (Tallahassee, FL)
- …be doing (ie. job duties): * You will execute the strategic vision for Compliance by scaling operational performance, which includes the execution of ... operational OKRs, KPIs and initiatives. * In partnership with Compliance , Legal, Program Management, and other operational support partners (ie Workforce… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …policies and procedures. + Works in conjunction with management to prepare the Compliance Risk Assessment. + Completes the annual conflict of interest and ... program, and surfacing relevant information to aid in risk -based decision-making regarding compliance with respect to...services for GWS packaged products + Periodically reports on compliance and operational issues to senior management.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Responsibilities** * Builds and maintains Compliance Surveillance controls for multiple Compliance & Risk units. * Design and build custom dashboards, builds ... the firm to automate and streamline functions to improve operational efficiencies. * Performs periodic reporting on compliance...(8) years of experience in the financial services industry, compliance , or risk management. ~or~ * Any… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …ensure adherence to regulatory requirements. + Ability to manage and perform risk -based compliance testing. + Ability to determine matters requiring escalation ... other areas of the firm to automate and streamline functions to improve operational efficiencies of compliance systems. + Balances conflicting resource and… more
- Coinbase (Tallahassee, FL)
- …achieve significant efficiencies. * * Operational Audit Execution & Oversight ( Finance & Accounting):* Spearhead and execute comprehensive, risk -based ... and present impactful audit reports on SOX, SOC, and operational audit findings, detailing clear findings, risk ...Audit, ICFR/SOX Compliance , SOC Reporting, IT Audit, Finance , Risk Management, or related fields, with… more
- American Express (Sunrise, FL)
- …(GFCSU) and the US Investigations Unit (USIU), within Global Financial Crimes Compliance (GFCC), in partnership provide end-to-end support and oversight of global ... part of the US Department of the Treasury, and/or refers matters to internal compliance partners for review and reporting globally. In addition, the GFCSU and USIU… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …works with other areas of the firm to automate and streamline functions to improve operational efficiencies of compliance systems. + May serve as a compliance ... compliance activities are commensurate with the level of risk being mitigated. + Informs Senior Compliance ...in the securities industry. + Principles of banking and finance and securities industry operations. + Financial markets and… more
- MUFG (Tampa, FL)
- … feasibility, optimal execution mechanics, regulatory requirements and mitigation of operational risk . The team partners with various internal counterparties ... + Payments: Data Analyst + Payments: Payment, Capital Markets Risk , and Control Team Analyst + Global Product Solutions:...making it an ideal steppingstone for a career in finance , audit, compliance , or operations management. +… more
- Wells Fargo (Weston, FL)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Product Portfolio Specialist for our Supply Chain - Channel Finance Group. As a crucial member of our team,...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Cardinal Health (Tallahassee, FL)
- …third-party services. The VMO Director partners closely with business unit leaders, procurement, finance , risk , compliance , and external service providers to ... providers. The VMO provides structure and governance to manage vendor relationships, risk , performance, and compliance across the enterprise, ensuring our… more