- TD Bank (New York, NY)
- …partners + Participates on internal/external committees to provide advice/counsel to business/ finance partners and represents the Liquidity Risk Management of ... impacts + Ensures employees are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry… more
- TD Bank (New York, NY)
- …areas of the Bank, including: Debt Capital Markets, Credit Management, Market Risk Solutions, Sustainable Finance , Corporate and Investment Banking, and Global ... New York City. Municipals At TD Securities, Municipals (comprised of Public Finance Banking, Municipal Sales & Trading, and Automated Trading) function within Global… more
- SMBC (New York, NY)
- …Strategic Planning Group (SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit, and Technology. The Regulatory ... to ensure consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation of processes to… more
- SMBC (New York, NY)
- …data, and quantitative modeling. + Drive initiatives to enhance performance, reduce operational risk , and improve trader experience. + Promote data-driven ... of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide… more
- American Express (NY)
- …control monitoring (supplemental to BU process owners testing) and compile key operational risk trends, activities, and events + Proactively help identify ... themes, etc. across the enterprise **Required Qualifications:** + 2 Years experience in operational risk management (eg, within Risk and/or Internal Audit… more
- Citigroup (New York, NY)
- …to drive delivery of critical data controls Markets data for key consumers in Finance , Risk , Compliance, etc. This role will focus on placing Critical Data ... acting as a Subject Matter Expert (SME) for data control requirements across Risk , Finance , Compliance, and Markets Use Cases * Coordinate with Technology… more
- Scotiabank (New York, NY)
- …financial derivative products and the opportunity to learn aspects of corporate finance , capital markets, and risk management. Responsibilities include assisting ... effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . + Champions a high… more
- Bloomberg (New York, NY)
- Control Management Specialist Location New York Business Area Accounting and Finance Ref # 10048215 **Description & Requirements** The energy of a newsroom, the pace ... anywhere else. It's up to you to make it happen. **What's the role?** Robust risk management is an ongoing point of differentiation and strength for Bloomberg as the… more
- M&T Bank (Buffalo, NY)
- …10-1, SR 10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance/ operational /model risk controls and other second line of defense and ... sciences, with proven coursework proficiency in statistics, econometrics, economics, computer science, finance or risk management + Minimum of 2 years'… more
- Citigroup (New York, NY)
- …Establish SLAs for campaign launches, traffickingupdatesand invoice reconciliation to ensure zero operational risk . + Create and own playbooks for execution ... SLAs for campaign launches and invoice reconciliation to ensure zero operational risk . Create and own playbooks,identifyingopportunities for workflow automation… more