- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... feedback + Identify opportunities and strategies for process improvement and risk control development across Commercial Banking Relationship Management + Collaborate… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- BlackRock (New York, NY)
- …operations tools on a single platform to power informed decision-making, effective risk management, efficient trading, and operational scale. Through Aladdin, ... end-to-end operating system for investment portfolios to see their whole portfolio, understand risk exposures, and act with precision. We are looking for a candidate… more
- Deloitte (New York, NY)
- …new operating models and enabling treasury transformation through execution of operational roadmaps. Here, you'll lead finance transformations powered by ... at the intersection of corporate, customer, M&A, human & workforce, finance , business transformation, and operations strategy. You will work alongside… more
- TD Bank (New York, NY)
- …lines: + **Canadian Retail** including TD Canada Trust, Business Banking, TD Auto Finance (Canada), TD Wealth (Canada), TD Direct Investing and TD Insurance + **U.S. ... Retail** including TD Bank, America's Most Convenient Bank, TD Auto Finance (US), TD Wealth (US) and TD's investment in TD Ameritrade + **Wholesale Banking**… more
- Capital One (New York, NY)
- …or trading management in Capital Markets + At least 7 years of experience in risk oversight or operational activities in Capital Markets + At least 3 years ... institutional clients across multiple business lines including M&A, syndicate finance (loans, bond, equity and structured products) and customer...have the tools they need to advise clients, manage risk , and execute on trades and transactions in a… more
- Deloitte (Rochester, NY)
- …including implementing leading practice workflows, addressing deficits in quality, and driving operational outcomes The Team Our Deloitte Regulatory, Risk & ... AML Project Delivery Specialist -Project Delivery Specialist - Regulatory, Risk & Forensic Operate Are you an experienced, passionate pioneer in technology who wants… more
- Deloitte (New York, NY)
- …business partners, manage risk , and unlock new levels of financial and operational excellence. Recruiting for this role ends on 12/31/25. Work you'll do: We are ... a role where you'll help shape the future of finance . As part of our Finance Transformation...enable/develop junior resources + Strong client delivery, quality, and risk focus + Highly adaptable, managing change and ambiguity… more
- BlackRock (New York, NY)
- …improvement. + Collaborate with external fund administrators to improve controls, reduce operational risk , and increase accuracy. + Participate in health checks ... capabilities enable us to bring to bear BlackRock's extensive resources in risk management, product development, client service, and operational support. Role… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... across the group. The role is the interface between Finance and HR and the owner of accounting policies...and/ or your supervisor as required + To escalate risk events immediately + To provide input to … more